Rankings · Q2 2024 · Other Health Care

The fundraisers who placed the most.

Broker-dealers ranked by the operating-company rounds they were paid to place in other health care, as filed with the SEC on Form D. Funds, real estate and insurance products are left out.

‹Q2 2024›an earlier quarter
Castle Hill Capital Partners1 rounds · $25M2SCA Development15 rounds · $163k1B. Riley Securities1 rounds · $24M2
28company rounds placed by a broker-dealer
97%of the 29 company Form Ds filed in this industry
$95Msold in those rounds
7.1%median fee, as a share of the money raised
#FirmRounds placedSoldMedian feeLast 8 quarters
1=SCA DevelopmentMostly other health care15$163k-2NewCastle Hill Capital PartnersMostly other health care1$25M1.5%2NewB. Riley SecuritiesMostly other health care1$24M5%2NewNewbridge Securities CorporationMostly other health care1$24M5%2NewThe Benchmark CompanyMostly other health care1$24M5%2NewAquilo PartnersMostly other health care1$21M3.9%2NewEAS Advisors, LLC, through Odeon Capital GroupMostly other health care1$7.3M13.7%2NewOdeon Capital GroupMostly other health care1$7.3M13.7%2NewFinalis SecuritiesMostly other health care1$4.9M2.5%2▲ 2Lake Street Capital MarketsMostly other health care1$3.2M5.7%2=H.C. Wainwright & Co.Mostly other health care1$3.0M8%2NewAmerican Capital PartnersMostly other health care1$3.0M7.1%2NewArcadia SecuritiesMostly other health care1$3.0M7.1%2NewD. Boral CapitalMostly other health care1$1.8M10%2NewE.F. Hutton & Co.Mostly other health care1$1.8M10%2NewJoseph Gunnar & Co.Mostly other health care1$900k10%2NewCeros Financial ServicesMostly other health care1$510k49%2=Paulson Investment CompanyMostly other health care1$200k-2NewDonna GreeneMostly other health care1--

Since Q1 2024

Who moved

15 of this quarter's top 19 placed no company round at all the quarter before.

22Q3 2225Q4 2232Q1 2343Q2 2323Q3 2333Q4 2327Q1 2428Q2 24
#4#2▲ 2 placesLake Street Capital Markets1 rounds this quarter, 1 the quarter before#2New in the tableCastle Hill Capital Partners1 rounds this quarter, none the quarter before#2New in the tableB. Riley Securities1 rounds this quarter, none the quarter before#2New in the tableNewbridge Securities Corporation1 rounds this quarter, none the quarter before

What it costs

Half of fundraisers take 3% to 8%

The sales commission filed on each Form D, as a share of the money sold, across 587 placements in the four quarters to Q2 2024. Half fall between 3% and 8%; the middle one is 6%. Finder's fees and warrants are not in the figure, so the real cost is often higher.

median 6%
0%1%2%3%4%5%6%7%8%10%+

Filed in Q2 2024

The quarter's placements, as they were filed

  • 28 JunPaulson Investment CompanyKitoTech Medical, Inc.Other Health Care$200k
  • 27 JunSCA DevelopmentLexington Surgery Center, Ltd.Other Health CareUndisclosed
  • 27 JunSCA DevelopmentSurgicare Of Jackson, Ltd.Other Health CareUndisclosed
  • 27 JunSCA DevelopmentSurgical Center of Greensboro, LLCOther Health CareUndisclosed
  • 18 JunSCA DevelopmentNorth Dallas Surgical Center, LLCOther Health Care$17k
  • 6 JunH.C. Wainwright & Co.BioSig Technologies, Inc.Other Health Care$3.0M
  • 4 JunFinalis SecuritiesAcuamark Diagnostics, Inc.Other Health Care$4.9M
  • 24 MayCeros Financial ServicesMIVI Neuroscience, Inc.Other Health Care$510k
  • 24 MaySCA DevelopmentSurgery Center at South Ogden, LLCOther Health CareUndisclosed
  • 20 MaySCA DevelopmentMobile Sc LtdOther Health Care$146k
  • 14 MaySCA DevelopmentGainesville Surgery Center, L.p.Other Health CareUndisclosed
  • 2 MaySCA DevelopmentPanama City Surgery Center, LLCOther Health CareUndisclosed
  • 30 AprAmerican Capital PartnersCarmell CorpOther Health Care$3.0M
  • 29 AprLake Street Capital MarketsIgniton, Inc.Other Health Care$3.2M
  • 26 AprSCA DevelopmentSurgery Center at St. Vincent, LLCOther Health CareUndisclosed
  • 25 AprJoseph Gunnar & Co.IMAC Holdings, Inc.Other Health Care$900k

Looking for someone to place your round?

Every fundraiser we have seen place a company round, with their deals, fees and the industries they work in.

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How the table is made

Where do the numbers come from?

From the SEC's Form D data sets. A company raising privately files a Form D, and when a broker-dealer is paid to sell the round, the filing names it with its commission. We count each new filing once per firm named on it, and leave out amendments, funds and real estate. Insurance and investing filings are left out too: they are an insurer's policy accounts and investment vehicles, sold through dozens of firms at once, not companies raising a round.

Why is the latest quarter a quarter behind?

The SEC publishes the data sets quarterly, after the quarter closes. A quarter only appears here once its filings are in.

Can a firm change its place?

No. The table is computed from filings alone. A firm can claim its page and add to it, but cannot change what it placed.

What is the badge?

Firms in the overall top 10, or the top 3 of an industry, can show their standing on their own site with a badge from their page. It updates when the next quarter arrives.

What does it leave out?

Rounds where nobody was paid to sell, which is most venture rounds, and placements a firm makes without filing. A low rank is not a verdict on a firm; it is what the filings show.