Fundraisers / Finalis Securities LLC
FundraiserRegistered broker-dealer
Finalis Securities LLC
FINRA 305908 · placing rounds since Nov 2021
17company rounds placed
9in the last two years, last Mar 2026
$245Msold in the rounds they placed
4.5%typical commission; the median firm takes 4.9%
Named on 56 Form D filings as paid to sell the offering: 17 for operating companies, 20 for funds, 19 for real estate. 21 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
224Q2124Q3324Q4125Q1125Q2125Q3125Q4226Q1
What they place
- Other Technology35%
- Biotechnology18%
- Other Energy18%
- Other12%
- Agriculture6%
- Other Health Care6%
- Retailing6%
How big the rounds are
- Under $1M2
- $1M to $5M7
- $5M to $20M4
- $20M to $100M3
- $100M+0
Where the companies are
NY3CA3MA2NC2MN1NM1OH1WA1
Rounds they placed
FiledIssuerIndustrySold
Mar 2026MadeInUSA.com LLCAgents: Matthew Bartley JohnsRetailing$3.9M
Jan 2026Orenda, Inc.Agents: Finalis Securities LLCOther Energy$10M
Dec 2025Armonica Technologies, Inc.Agents: TCB Capital Advisors Inc.Biotechnology$4.2M
Jul 2025Terrestrial Energy Inc.Agents: Murat ArmbrusterOther Energy$26M
May 2025MoveJoy, IncAgents: Tyler CresswellOther Technology-
Mar 2025Terrestrial Energy Inc.Agents: Murat ArmbrusterOther Energy$16M
Dec 2024Northwest Mills & Specialty Grains SPCAgriculture$3.9M
Oct 2024Onconetix, Inc.Biotechnology$2.0M
Oct 2024Bioventrix, Inc.Agents: THOMAS C. ARMSTRONGOther$125k
Aug 2024Roboflow, Inc.Agents: Aaron HarrisOther Technology$37M
Jun 2024Lexington Wellness Holdings Inc.Agents: David Stevenson, Ronald David Kirby, Ryan CalhounOther Technology$32M
Jun 2024Acuamark Diagnostics, Inc.Other Health Care$4.9M
Sept 2022Nexben Inc.Agents: Finalis Securities LLCOther Technology$18M
Aug 2022iQUANTUM INC.Agents: Andrew Engram, Kathleen BreitenbachOther Technology$3.0M
May 2022Elicio Therapeutics, Inc.Biotechnology$975k
Apr 2022Anacove, LLCAgents: Brian Kirk MichieOther Technology$1.8M
Nov 2021Cognixion CorpOther$13M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
No one has said so yet.
Worked with them? Say so
A badge for their site
It shows their latest standing in the quarterly rankings and links back here.
Is this Finalis Securities LLC?
Claim the page to describe your work in your own words. Free.