Fundraisers / B. Riley Securities, Inc.
FundraiserRegistered broker-dealer
B. Riley Securities, Inc.
FINRA 25027 · placing rounds since Apr 2016
33company rounds placed
3in the last two years, last Mar 2026
$971Msold in the rounds they placed
6.0%typical commission; the median firm takes 4.9%
Named on 43 Form D filings as paid to sell the offering: 33 for operating companies, 9 for funds, 1 for real estate. 3 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q2124Q1124Q2225Q4126Q1
What they place
- Other Technology32%
- Other21%
- Oil and Gas18%
- Other Health Care11%
- Telecommunications8%
- Other Energy5%
- Insurance5%
How big the rounds are
- Under $1M0
- $1M to $5M4
- $5M to $20M16
- $20M to $100M16
- $100M+4
Where the companies are
TX12WA7CA6FL2NY2PA2NJ1VA1
Rounds they placed
FiledIssuerIndustrySold
Mar 2026Immunic, Inc.Biotechnology$200M
Dec 2025Odyssey Wellness LLCOther$5.0M
Dec 2025CISO Global, Inc.Other$2.3M
Apr 2024Movano Inc.Other Health Care$24M
Mar 2024Perspective Therapeutics, Inc.Agents: B. Riley Securities, Inc.Biotechnology$87M
Apr 2023Urgent.ly Inc.Other Technology$3.5M
Sept 2022IPERIONX LtdOther Energy$16M
Jul 2022Sonim Technologies IncTelecommunications$13M
Aug 2021Applied Blockchain, Inc.Other$33M
Jul 2021Ventiva, Inc.Other Technology$10M
May 2021Stronghold Digital Mining, Inc.Other Technology$20M
Apr 2021Applied Blockchain, Inc.Other$17M
Apr 2021Stronghold Digital Mining, Inc.Other Technology$85M
Apr 2021Transphorm, Inc.Other Technology$1.0M
Feb 2021Greenidge Generation Holdings Inc.Other Energy$41M
Dec 2020CranioVation, Inc.Other Health Care$6.0M
Nov 2020Independence Contract Drilling, Inc.Other$5.0M
Nov 2020theMaven, Inc.Other Technology$12M
Oct 2020Augmedix, Inc.Other Health Care$26M
Jul 2020Compass Therapeutics, Inc.Other$60M
Feb 2020Transphorm, Inc.Other Technology$21M
Oct 2019theMaven, Inc.Other Technology$20M
Jul 2019theMaven, Inc.Other Technology$23M
Mar 2019theMaven, Inc.Other Technology$1.9M
Dec 2018theMaven, Inc.Other Technology$13M
Aug 2018theMaven, Inc.Other Technology$18M
May 2018OptimizeRx CorpAgents: David Jonathan MerrimanOther Health Care$9.0M
Aug 2017Eco-Stim Energy Solutions, Inc.Oil and Gas$28M
Feb 2017Rockwater Energy Solutions, Inc.Oil and Gas$16M
Jan 2017EnVen Energy CorpOil and Gas$118M
Dec 2016Select Energy Services, Inc.Oil and Gas$14M
Dec 2016C/C Financial Corp.Other$11M
Oct 2016Sonim Technologies IncTelecommunications$10M
Nov 2015EnVen Energy CorpOil and Gas$24M
Jul 2015Fairway Energy Partners, LLCOil and Gas$51M
Jun 2014State National Companies, Inc.Insurance$311M
Jun 2014Pacific DataVision, Inc.Telecommunications$39M
Mar 2014Imperial Holdings, Inc.Other$10M
Feb 2014National General Holdings Corp.Insurance$190M
Mar 2012Independence Contract Drilling, Inc.Oil and Gas$78M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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