Fundraisers / Paulson Investment Company, LLC

FundraiserRegistered broker-dealer

Paulson Investment Company, LLC

FINRA 5670 · placing rounds since Apr 2016

75company rounds placed
15in the last two years, last Feb 2026
$539Msold in the rounds they placed
10.0%typical commission; the median firm takes 4.9%

Named on 78 Form D filings as paid to sell the offering: 75 for operating companies, 3 for funds. 24 registered agents named.

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

123Q2123Q3323Q4224Q1124Q2224Q3324Q4425Q1325Q2125Q3325Q4226Q1

What they place

91rounds
  • Biotechnology44%
  • Other14%
  • Investment Banking12%
  • Pharmaceuticals9%
  • Other Health Care9%
  • Other Technology8%
  • Oil and Gas4%

How big the rounds are

  1. Under $1M19
  2. $1M to $5M44
  3. $5M to $20M23
  4. $20M to $100M9
  5. $100M+0

Where the companies are

NY14WA13CA11OR9FL7TX6MA5ID4

Rounds they placed

Company roundsEverything, funds and real estate too

FiledIssuerIndustrySold
Feb 2026Paulson Capital Holding Company, LLCAgents: Gary Saccaro, Terrence LynchInvestment Banking$1.5M
Jan 2026NBO Pharma Inc.Pharmaceuticals$7.6M
Dec 2025Ember Sports Inc.Other$175k
Dec 2025Cresilon, Inc.Biotechnology$6.7M
Nov 2025Paulson Capital Holding Company, LLCAgents: Damon ThomasInvestment Banking$1.3M
Sept 2025Cresilon, Inc.Biotechnology$17M
Jun 2025Paulson Capital Holding Company, LLCAgents: Damon Thomas, Eugene Webb, Gary SaccaroInvestment Banking$4.5M
Jun 2025Indaptus Therapeutics, Inc.Pharmaceuticals$2.3M
Jun 2025TuHURA Biosciences, Inc./NVBiotechnology$2.2M
Mar 2025Ember Sports, LLCOther$2.3M
Feb 2025Key Mining Corp.Other$3.0M
Jan 2025Cresilon, Inc.Biotechnology$25M
Jan 2025Indaptus Therapeutics, Inc.Pharmaceuticals$2.2M
Dec 2024Indaptus Therapeutics, Inc.Pharmaceuticals$227k
Nov 2024Invizyne Technologies IncBiotechnology$12k
Oct 2024Cresilon, Inc.Biotechnology$17M
Sept 2024Paulson Capital Holding Company, LLCAgents: Alan Lamb, Damon Thomas, Mingyang LiInvestment Banking$900k
Aug 2024Indaptus Therapeutics, Inc.Pharmaceuticals$205k
Jun 2024KitoTech Medical, Inc.Other Health Care$200k
Feb 2024RenovoRx, Inc.Other Health Care$6.1M
Jan 2024Akari Therapeutics PlcOther Health Care$2.0M
Dec 2023TuHURA Biosciences, Inc.Biotechnology$1.7M
Nov 2023Centerline Biomedical, Inc.Biotechnology$13M
Oct 2023Akari Therapeutics PlcOther Health Care$2.0M
Aug 2023Paulson Capital Holding Company, LLCAgents: Damon Thomas, Eugene WebbInvestment Banking$1.3M
Apr 2023Key Metals Corp.Other$4.2M
Mar 2023Gold Express Mines, Inc.Other$7.2M
Nov 2022Cue Biopharma, Inc.Biotechnology$30M
Oct 2022Cresilon, Inc.Biotechnology$25M
Jun 2022MDB Capital Holdings, LLCInvesting$25M
Apr 2022CytoDyn Inc.Pharmaceuticals$1.9M
Mar 2022First Breach, Inc.Manufacturing$1.8M
Dec 2021CytoDyn Inc.Biotechnology$11M
Sept 2021Yellow Band Operating LLCOther$3.2M
Aug 2021Gold Express Mines, Inc.Other$18k
Jul 2021Dots Technology Corp.Other Technology$17M
Jul 2021Akari Therapeutics PlcBiotechnology$12M
Jul 2021Gold Express Mines, Inc.Other$1.7M
Apr 2021CIPHERLOC CorpOther Technology$10.0M
Feb 2021Cresilon, Inc.Biotechnology$24M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

Skyway Capital Markets, LLC2 rounds togetherARCADIA SECURITIES, LLC (Brookline Capital Markets)1 round togetherArcadia Securities, LLC1 round togetherCambria Capital, LLC1 round togetherAmerican Capital Partners, LLC1 round togetherInternational Assets Advisory, LLC1 round together

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