Fundraisers / Lake Street Capital Markets, LLC

FundraiserRegistered broker-dealer

Lake Street Capital Markets, LLC

FINRA 164447 · placing rounds since Jan 2016

23company rounds placed
5in the last two years, last Jan 2026
$353Msold in the rounds they placed
5.7%typical commission; the median firm takes 4.9%

Named on 23 Form D filings as paid to sell the offering: 23 for operating companies. 3 registered agents named.

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

123Q4124Q1124Q2125Q3325Q4126Q1

What they place

27rounds
  • Other Health Care37%
  • Other19%
  • Other Technology15%
  • Biotechnology11%
  • Pharmaceuticals11%
  • Other Energy4%
  • Telecommunications4%

How big the rounds are

  1. Under $1M0
  2. $1M to $5M8
  3. $5M to $20M14
  4. $20M to $100M5
  5. $100M+0

Where the companies are

CA10CO5MN3AZ2MI1NY1GA1MA1

Rounds they placed

Company roundsEverything, funds and real estate too

FiledIssuerIndustrySold
Jan 2026Velo3D, Inc.Other$30M
Dec 2025Igniton, Inc.Other Health Care$1.4M
Oct 2025VentureMed Group, Inc.Other Health Care$49M
Oct 2025Vicarious Surgical Inc.Other Health Care$12M
Aug 2025Igniton, Inc.Other Health Care$6.0M
Apr 2024Igniton, Inc.Other Health Care$3.2M
Jan 2024Igniton, Inc.Other Health Care$11M
Oct 2023Elutia Inc.Biotechnology$11M
Jul 2022Ensysce Biosciences, Inc.Agents: Lake Street Capital Markets, LLCOther Health Care$4.2M
Oct 2021Ensysce Biosciences, Inc.Agents: Lake Street Capital Markets, LLCOther Health Care$5.3M
Mar 2021Ebang International Holdings Inc.Other Technology$72M
Aug 2020SANUWAVE Health, Inc.Biotechnology$25M
Mar 2020DermTech, Inc.Other Health Care$65M
Feb 2019Melt Pharmaceuticals, Inc.Pharmaceuticals$11M
Nov 2018Sonim Technologies IncTelecommunications$8.4M
Nov 2018SpineThera, Inc.Agents: David Alan McDonaldPharmaceuticals$2.0M
May 2018OptimizeRx CorpAgents: Michael TownleyOther Health Care$9.0M
Nov 2017Thestreet, Inc.Other$7.8M
Apr 2017Aspen Group, Inc.Other$7.5M
Feb 2017RiceBran TechnologiesOther$6.0M
Feb 2017RiceBran TechnologiesOther$2.0M
Jun 2016Sun BioPharma, Inc.Pharmaceuticals$2.0M
Jan 2016Ener-Core, Inc.Other Energy$2.5M
Feb 2015Selectica IncOther Technology$5.9M
Jul 2014Selectica IncOther Technology$16M
Mar 2014Volitionrx LtdBiotechnology$3.0M
Feb 2014Selectica IncOther Technology$14M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

Roth Capital Partners, LLC2 rounds togetherChardan Capital Markets LLC1 round togetherCowen and Company1 round togetherH.C. Wainwright & Co., LLC1 round togetherLucid Capital Markets, LLC1 round togetherAmericas Executions, LLC1 round together

Founders who worked with them

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