Fundraisers / TD Securities (USA) LLC
FundraiserRegistered broker-dealer
TD Securities (USA) LLC
FINRA 18476 · placing rounds since Jul 2016
9company rounds placed
6in the last two years, last Dec 2025
$1.2Bsold in the rounds they placed
3.3%typical commission; the median firm takes 4.9%
Named on 9 Form D filings as paid to sell the offering: 9 for operating companies. 1 registered agent named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
124Q4225Q1325Q4
What they place
- Oil and Gas31%
- Other23%
- Biotechnology15%
- Investing15%
- Other Banking and Financial Services8%
- Pharmaceuticals8%
How big the rounds are
- Under $1M1
- $1M to $5M1
- $5M to $20M2
- $20M to $100M2
- $100M+6
Where the companies are
NY2DE1MA1MO1NJ1PA1
Rounds they placed
FiledIssuerIndustrySold
Dec 2025National Fuel Gas CoOil and Gas$350M
Dec 2025National Fuel Gas CoOil and Gas$350M
Dec 2025Verrica Pharmaceuticals Inc.Pharmaceuticals$50M
Feb 2025Grace Therapeutics, Inc.Biotechnology$15M
Feb 2025Tectonic Therapeutic, Inc.Biotechnology$185M
Nov 2024Stack Capital Group Inc.Agents: TD Securities (USA) LLCInvesting-
Dec 2020Humboldt Americas LLCOther$100M
Mar 2020NATF America LLCOther$135M
Jul 2016Founders Advantage Capital Corp.Investing$256k
Oct 2014Crescent Point Energy Corp.Agents: TD Securities Inc.Oil and Gas$2.4M
May 2014ERAC USA Finance LLCOther Banking and Financial Services$500M
Mar 2012Rubicon Minerals CorpAgents: TD Securities Inc.Other$10M
Mar 2012Americas Petrogas IncAgents: TD Securities Inc.Oil and Gas$23M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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