Fundraisers / RBC Wealth Management
FundraiserRegistered broker-dealer
RBC Wealth Management
FINRA 31194 · placing rounds since Mar 2016
22company rounds placed
4in the last two years, last Dec 2025
$3.9Bsold in the rounds they placed
3.3%typical commission; the median firm takes 4.9%
Named on 86 Form D filings as paid to sell the offering: 22 for operating companies, 59 for funds, 5 for real estate. 8 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
223Q2123Q3224Q1124Q2124Q4325Q4
What they place
- Other35%
- Other Technology19%
- Oil and Gas13%
- Biotechnology10%
- Other Banking and Financial Services10%
- Electric Utilities6%
- Pharmaceuticals6%
How big the rounds are
- Under $1M5
- $1M to $5M3
- $5M to $20M3
- $20M to $100M11
- $100M+12
Where the companies are
NY6TX5CA4MO3MN1MD1NJ1IL1
Rounds they placed
FiledIssuerIndustrySold
Dec 2025HNW PPVA Series Account - 1Agents: RBC Capital MarketsInsurance$2.1B
Dec 2025ZALICONY HNW PPVA Series Account - 1Agents: RBC Capital Markets, LLCInsurance$268M
Oct 2025Beyond Meat, Inc.Manufacturing-
Nov 2024Stack Capital Group Inc.Agents: RBC Capital Markets, LLCInvesting-
Apr 2024BiomX Inc.Pharmaceuticals$62M
Mar 2024Mind Medicine (MindMed) Inc.Pharmaceuticals$75M
Mar 2024Applied Therapeutics, Inc.Biotechnology$100M
Sept 2023Deverra Therapeutics, Inc.Biotechnology$2.4M
Apr 2023Green Street Impact Fund I - A, L.P.Agents: RBC Capital Markets, LLCOther$15M
Apr 2023Green Street Impact Fund I, L.P.Agents: RBC Capital Markets, LLCOther$15M
Dec 2022Svante Technologies Inc.Energy Conservation$202M
Jul 2020Palantir Technologies Inc.Other Technology$550M
Mar 2020Premier Gold Mines LtdOther$2.2M
Aug 2019Bonterra Resources Inc.Other$2.6M
Jul 2019Number Holdings, Inc.Retailing$166M
May 2019Bonterra Resources Inc.Other$179k
Jul 2018MediaMath Holdings, Inc.Agents: RBC Capital Markets, LLCOther$126M
Sept 2016CSI Compressco LPOil and Gas$5.0M
Jul 2016Dundee Precious Metals IncOther$300k
Jun 2016Spredfast, Inc.Other Technology$50M
Mar 2016Strategic Oil & Gas LtdOil and Gas$91M
Mar 2016Seven Generations Energy Ltd.Oil and Gas$79M
Aug 2015Spin Master Corp.Other$761k
Jul 2015RadiumOne, Inc.Other Technology$23M
Jun 2015TechMediaNetwork, Inc.Other$135M
Sept 2014Upper Peninsula Power Holding CoElectric Utilities$200M
Sept 2014Ping Identity CorpOther Technology$35M
Jul 2014Crescent Point Energy Corp.Oil and Gas$310M
Jul 2014Altex Energy Ltd.Other$34M
Jul 2014IgnitionOne, Inc.Other Technology$21M
Jun 2014Texas New Mexico Power CoElectric Utilities-
May 2014ERAC USA Finance LLCOther Banking and Financial Services$500M
Apr 2014AvePoint, Inc.Other Technology$90M
Mar 2014InterRad Medical, Inc.Other Health Care-
Mar 2012ERAC USA Finance LLCOther Banking and Financial Services$300M
Mar 2012ERAC USA Finance LLCOther Banking and Financial Services$300M
Mar 2012Minera IRL LtdAgents: RBC Dominion Securities Inc.Other$113k
Jan 2012Akonni Biosystems IncBiotechnology$935k
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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