Fundraisers / Wells Fargo Securities, LLC

FundraiserRegistered broker-dealer

Wells Fargo Securities, LLC

FINRA 126292 · placing rounds since Apr 2017

7company rounds placed
3in the last two years, last Dec 2025
$1.1Bsold in the rounds they placed
3.3%typical commission; the median firm takes 4.9%

Named on 25 Form D filings as paid to sell the offering: 7 for operating companies, 15 for funds, 3 for real estate. 2 registered agents named.

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

125Q1225Q4

What they place

12rounds
  • Other Banking and Financial Services25%
  • Oil and Gas25%
  • Biotechnology17%
  • Other8%
  • Other Technology8%
  • Pharmaceuticals8%
  • Telecommunications8%

How big the rounds are

  1. Under $1M0
  2. $1M to $5M0
  3. $5M to $20M1
  4. $20M to $100M3
  5. $100M+8

Where the companies are

CA3MO3NY3CO1MA1VA1

Rounds they placed

Company roundsEverything, funds and real estate too

FiledIssuerIndustrySold
Dec 2025National Fuel Gas CoOil and Gas$350M
Dec 2025National Fuel Gas CoOil and Gas$350M
Feb 2025Tectonic Therapeutic, Inc.Biotechnology$185M
Oct 2019Industrious National Management Co LLCOther$80M
Apr 2019Evofem Biosciences, Inc.Biotechnology$30M
May 2018MEI Pharma, Inc.Pharmaceuticals$75M
Apr 2017Enovix CorpAgents: Wells Fargo Securities, LLCOther Technology$18M
Aug 2015Lumos Networks Corp.Telecommunications$150M
Aug 2014American Midstream Partners, LPOil and Gas$119M
May 2014ERAC USA Finance LLCOther Banking and Financial Services$500M
Mar 2012ERAC USA Finance LLCOther Banking and Financial Services$300M
Mar 2012ERAC USA Finance LLCOther Banking and Financial Services$300M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

TD Securities (USA) LLC4 rounds togetherRBC Wealth Management3 rounds togetherJ.P. Morgan Securities LLC3 rounds togetherMerrill Lynch, Pierce, Fenner & Smith Incorporated3 rounds togetherGoldman Sachs & Co. LLC3 rounds togetherUS Bancorp Investments3 rounds together

Founders who worked with them

No one has said so yet.

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