Fundraisers / Raymond James & Associates, Inc.
FundraiserRegistered broker-dealer
Raymond James & Associates, Inc.
FINRA 705 · placing rounds since Jan 2016
60company rounds placed
8in the last two years, last Nov 2025
$2.6Bsold in the rounds they placed
5.3%typical commission; the median firm takes 4.9%
Named on 268 Form D filings as paid to sell the offering: 60 for operating companies, 149 for funds, 59 for real estate. 12 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
423Q3223Q4224Q2124Q3524Q4225Q1325Q2225Q3425Q4226Q1
What they place
- Other42%
- Other Technology15%
- Other Banking and Financial Services11%
- Biotechnology11%
- Other Health Care8%
- Oil and Gas7%
- Investing7%
How big the rounds are
- Under $1M19
- $1M to $5M13
- $5M to $20M25
- $20M to $100M35
- $100M+6
Where the companies are
TX11MA7CA6FL6MO5NJ5NY4KY3
Rounds they placed
FiledIssuerIndustrySold
Mar 2026Kingfisher Metals Corp.Other$945k
Feb 2026Rua Gold Inc.Agents: RAYMOND JAMES LTD.Other$10M
Dec 2025Rio2 LtdAgents: Raymond James Ltd.Other$137M
Nov 2025Cerro de Pasco Resources Inc.Agents: Raymond James Ltd.Other$1.9M
Nov 2025OneAZ Credit UnionOther Banking and Financial Services$65M
Oct 2025New Pacific Metals CorpAgents: Raymond James Ltd.Other$1.7M
Jul 2025Dolly Varden Silver CorpAgents: Raymond James Ltd.Other$1.2M
Jul 2025Ucore Rare Metals Inc.Agents: Raymond James LtdOther$1.9M
Jun 2025TotMech Investors, LPOther$28M
Jun 2025Meritum RJ Blocker, LLCOther$5.9M
Jun 2025Meritum Energy Holdings, LPOther$54M
Jan 2025Thesis Gold Inc.Other$2.5M
Jan 2025Sunshine Indoor Golf Investors, LLCAgents: William BermontOther$206k
Nov 2024Lomond Therapeutics Holdings, Inc.Pharmaceuticals$44M
Nov 2024Rio2 LtdAgents: Raymond James Ltd.Other$45M
Nov 2024Stack Capital Group Inc.Agents: Raymond James (USA) Ltd.Investing-
Nov 2024West Red Lake Gold Mines Ltd.Agents: Raymond James Ltd.Other$100k
Oct 2024GHI-BIO AC Debt JV LLCInvesting$83M
Sept 2024Green Dot CorpOther Banking and Financial Services$45M
May 2024Zefiro Methane Corp.Other$560k
Apr 2024West Red Lake Gold Mines Ltd.Agents: Raymond James Ltd.Other$2.0M
Dec 2023Coelacanth Energy Inc.Other$22M
Nov 2023Sucro LtdOther$349k
Aug 2023Highwood Asset Management Ltd.Oil and Gas$14M
Aug 2023SpyCloud, Inc.Other Technology$35M
Aug 2023Graphene Manufacturing Group Ltd.Other$126k
Jul 2023TDG Gold Corp.Agents: Raymond James Ltd.Other$57k
Mar 2023Integra Resources Corp.Agents: Raymond James Ltd.Other$3.6M
Mar 2023ParcelPal Logistics Inc.Business Services$406k
Nov 2022Surround Care, LLCAgents: Raymond James & Associates, Inc.Other Health Care$573M
Oct 2022LiveView Technologies, Inc.Agents: Stephan Bernard SegouinOther Technology$21M
Oct 2022Myrtelle Inc.Agents: Alex Brown, a division of Raymond JamesBiotechnology$16M
Sept 2022SGT Capital Co-Invest I (US) LPOther Technology$33M
Sept 2022SGT Capital Fund II (US) LPOther Technology$9.2M
May 2022Cleopatra Resources LLCAgents: N/AOil and Gas$10M
May 2022LiveView Technologies, Inc.Agents: STEPHAN BERNARD SEGOUINRetailing$50M
Apr 2022Aurion Biotech, Inc.Biotechnology$55M
Mar 2022Source Rock Royalties Ltd.Agents: RAYMOND JAMES & ASSOCIATES, INC.Oil and Gas$1.9M
Mar 2022Anuvia Plant Nutrients Holdings Inc.Other$66M
Dec 2021Symphonic Distribution, Inc.Agents: Raymond James & Associates, Inc.Other Technology$37M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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