Fundraisers / Raymond James (USA) Ltd.
FundraiserRegistered broker-dealer
Raymond James (USA) Ltd.
FINRA 25853 · placing rounds since Sept 2016
31company rounds placed
12in the last two years, last Mar 2026
$328Msold in the rounds they placed
5.0%typical commission; the median firm takes 4.9%
Named on 31 Form D filings as paid to sell the offering: 31 for operating companies. 2 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
323Q3223Q4224Q2324Q4225Q3425Q4326Q1
What they place
- Other76%
- Other Technology13%
- Oil and Gas5%
- Business Services3%
- Investing3%
How big the rounds are
- Under $1M17
- $1M to $5M9
- $5M to $20M7
- $20M to $100M3
- $100M+1
Where the companies are
FL1
Rounds they placed
FiledIssuerIndustrySold
Mar 2026Kingfisher Metals Corp.Other$945k
Mar 2026Cambria Gold Mines Inc.Other$19M
Feb 2026Rua Gold Inc.Agents: RAYMOND JAMES LTD.Other$10M
Dec 2025Rio2 LtdAgents: Raymond James Ltd.Other$137M
Nov 2025Cerro de Pasco Resources Inc.Agents: Raymond James Ltd.Other$1.9M
Oct 2025New Pacific Metals CorpAgents: Raymond James Ltd.Other$1.7M
Oct 2025Venerable Ventures Ltd.Agents: Raymond James Ltd.Other$496k
Jul 2025Dolly Varden Silver CorpAgents: Raymond James Ltd.Other$1.2M
Jul 2025Ucore Rare Metals Inc.Agents: Raymond James LtdOther$1.9M
Nov 2024Rio2 LtdAgents: Raymond James Ltd.Other$45M
Nov 2024Stack Capital Group Inc.Agents: Raymond James (USA) Ltd.Investing-
Nov 2024West Red Lake Gold Mines Ltd.Agents: Raymond James Ltd.Other$100k
May 2024Zefiro Methane Corp.Other$560k
Apr 2024West Red Lake Gold Mines Ltd.Agents: Raymond James Ltd.Other$2.0M
Dec 2023Coelacanth Energy Inc.Other$22M
Nov 2023Sucro LtdOther$349k
Aug 2023Highwood Asset Management Ltd.Oil and Gas$14M
Aug 2023Graphene Manufacturing Group Ltd.Other$126k
Jul 2023TDG Gold Corp.Agents: Raymond James Ltd.Other$57k
Mar 2023Integra Resources Corp.Agents: Raymond James Ltd.Other$3.6M
Mar 2023ParcelPal Logistics Inc.Business Services$406k
Sept 2022SGT Capital Co-Invest I (US) LPOther Technology$33M
Sept 2022SGT Capital Fund II (US) LPOther Technology$9.2M
Dec 2020Exro Technologies Inc.Agents: Raymond James Ltd.Other Technology$4.4M
Aug 2020ADVENTUS MINING CorpOther$815k
Jul 2020Luminex Resources Corp.Other$1.1M
Jan 2020mCloud Technologies Corp.Other$230k
Dec 2019Uranium Royalty Corp.Other$7.2M
Feb 2018Orla Mining Ltd.Agents: Raymond James (USA) Ltd.Other$377k
Dec 2017Baylin Technologies Inc.Agents: Paradigm Capital U.S. Inc.Other$46k
Feb 2017Strad Energy Services LtdAgents: HSBC Securities (Canada) Inc., Paradigm Capital Inc., Peters and Co. LimitedOther$708k
Sept 2016Victoria Gold CorpAgents: Raymond James Ltd.Other$7.2M
Jul 2015UrtheCast Corp.Agents: Raymond James Ltd.Other Technology$157k
Oct 2014Crescent Point Energy Corp.Agents: Raymond James Ltd.Oil and Gas$2.4M
Apr 2014Lumenpulse Inc.Other$338k
Jan 2014ENWAVE CorpAgents: Raymond James Ltd.Other Technology$721k
Mar 2012Crocodile Gold Corp.Other$8.5M
Mar 2012New Zealand Energy Corp.Other$275k
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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Other fundraisers named on the same filings: the firms they syndicate with.
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