Fundraisers / LPL Financial LLC
FundraiserRegistered broker-dealer
LPL Financial LLC
FINRA 6413 · placing rounds since Feb 2016
33company rounds placed
7in the last two years, last Mar 2026
$60.7Bsold in the rounds they placed
3.5%typical commission; the median firm takes 4.9%
Named on 51 Form D filings as paid to sell the offering: 33 for operating companies, 18 for funds. 12 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
323Q4224Q4225Q4326Q1
What they place
- Insurance93%
- Oil and Gas7%
How big the rounds are
- Under $1M2
- $1M to $5M2
- $5M to $20M0
- $20M to $100M9
- $100M+25
Where the companies are
IN31OH4NY3PA3
Rounds they placed
FiledIssuerIndustrySold
Mar 2026New York Life Insurance & Annuity CorpAgents: LPL Financial LLCInsurance$546M
Mar 2026New York Life Insurance & Annuity CorpAgents: LPL Financial LLCInsurance$136M
Mar 2026New York Life Insurance & Annuity CorpAgents: LPL Financial LLCInsurance$505M
Mar 2026Clearmont Capital Fund LLCPooled Investment Fund$174M
Dec 2025Golub Capital Private Income Fund IAgents: LPL Financial LLCPooled Investment Fund-
Dec 2025Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Carol W. LinkerInsurance$102M
Dec 2025Lincoln Life Flexible Premium Variable Life Account ZAgents: Andrew Lyon Hart, Corby N. Dall, James Lewis WorrellInsurance$2.7B
Dec 2024Lincoln Life Flexible Premium Variable Life Account ZAgents: Andrew Lyon Hart, Corby N. Dall, Michael W. KozemchakInsurance$2.6B
Dec 2024Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Carol W. LinkerInsurance$107M
Aug 2024Exchange Place: All Cap II LPPooled Investment Fund$1.1B
Feb 2024StepStone Climate FundPooled Investment Fund-
Feb 2024StepStone Climate FundPooled Investment Fund-
Feb 2024StepStone Climate Fund Parallel, LPPooled Investment Fund-
Dec 2023Lincoln Life Flexible Premium Variable Life Account ZAgents: Andrew Lyon Hart, Corby N. Dall, Michael W. KozemchakInsurance$2.4B
Dec 2023Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Carol W. LinkerInsurance$108M
Dec 2023Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Kevin L. KaedingInsurance$39M
Dec 2022Lincoln Life Flexible Premium Variable Life Account ZAgents: Andrew Lyon Hart, Corby N. Dall, Michael W. KozemchakInsurance$2.0B
Dec 2022Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Kevin L. KaedingInsurance$40M
Dec 2022Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Carol W. LinkerInsurance$113M
May 2022Nuveen Churchill Direct Lending Corp.Pooled Investment Fund$22M
Dec 2021Lincoln Life Flexible Premium Variable Life Account ZAgents: Corby N. Dall, Michael W. Kozemchak, Paul StephensInsurance$1.7B
Dec 2021Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Carol W. LinkerInsurance$118M
Dec 2021Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Kevin L. KaedingInsurance$40M
Dec 2020Lincoln Life Flexible Premium Variable Life Account ZAgents: Corby N. DallInsurance$2.3B
Dec 2020Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Kevin L. KaedingInsurance$40M
Dec 2020Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Carol W. LinkerInsurance$120M
Feb 2020HarbourVest Access- 2020 Global Fund Cayman LLCAgents: Not ApplicablePooled Investment Fund-
Dec 2019Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Kevin L. KaedingInsurance$41M
Dec 2019Lincoln Life Flexible Premium Variable Life Account ZAgents: Corby N. DallInsurance$1.8B
Dec 2019Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Carol W. LinkerInsurance$129M
Apr 2019HarbourVest Access - 2019 Global Fund Cayman LLCAgents: Not ApplicablePooled Investment Fund-
Feb 2019Central Park Group WP Global Growth, LLCPooled Investment Fund$22M
Dec 2018Lincoln Life Flexible Premium Variable Life Account ZAgents: Corby N. Dall, Eric M. SholbergInsurance$1.5B
Dec 2018Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Carol W. LinkerInsurance$135M
Dec 2018Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Kevin L. KaedingInsurance$41M
Oct 2018HarbourVest Access - 2018 Global Fund Cayman LLCAgents: Not ApplicablePooled Investment Fund$30M
Sept 2018Penn Square IV U.S. Real Estate Fund, LPPooled Investment Fund$2.6M
Mar 2018HarbourVest Access-2018 Global Fund LLCAgents: Not ApplicablePooled Investment Fund-
Jan 2018Central Park Group Alpinvest Co-Investment Fund Vii, LLCPooled Investment Fund$25M
Dec 2017Lincoln Life Flexible Premium Variable Life Account ZAgents: Corby N. Dall, Eric M. SholbergInsurance$1.1B
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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