Fundraisers / Northwestern Mutual Investment Services
FundraiserRegistered broker-dealer
Northwestern Mutual Investment Services
FINRA 2881 · placing rounds since Jul 2016
23company rounds placed
6in the last two years, last Mar 2026
$133.0Bsold in the rounds they placed
3.9%typical commission; the median firm takes 4.9%
Named on 27 Form D filings as paid to sell the offering: 23 for operating companies, 4 for funds. 33 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q4124Q4125Q4426Q1
What they place
- Insurance100%
How big the rounds are
- Under $1M3
- $1M to $5M3
- $5M to $20M5
- $20M to $100M2
- $100M+19
Where the companies are
IN15OH13NY4
Rounds they placed
FiledIssuerIndustrySold
Mar 2026New York Life Insurance & Annuity CorpAgents: Northwestern Mutual Investment Services, LLCInsurance$505M
Mar 2026New York Life Insurance & Annuity CorpAgents: Northwestern Mutual Investment ServicesInsurance$2.0B
Mar 2026New York Life Insurance & Annuity CorpAgents: Northwestern Mutual Investment Services LLCInsurance$3.0B
Mar 2026New York Life Insurance & Annuity CorpAgents: James M. Foyt, Northwestern Mutual Investment Services, LLC, Phillip PickettInsurance$1.8B
Dec 2025Lincoln Life Flexible Premium Variable Life Account ZAgents: Garrett Moore Blaha, Gavin E. Blaha, George V. BlahaInsurance$2.7B
Dec 2024Lincoln Life Flexible Premium Variable Life Account ZAgents: Garrett Moore Blaha, Gavin E. Blaha, George V. BlahaInsurance$2.6B
Dec 2023Lincoln Life Flexible Premium Variable Life Account ZAgents: Garrett Moore Blaha, Gavin E. Blaha, George V. BlahaInsurance$2.4B
Dec 2022Lincoln Life Flexible Premium Variable Life Account ZAgents: Garrett Moore Blaha, George V. Blaha, Patrick Joseph MargetInsurance$2.0B
Dec 2021Lincoln Life Flexible Premium Variable Life Account ZAgents: George V. Blaha, Scott Lane, William R. HoltonInsurance$1.7B
Dec 2020Lincoln Life Flexible Premium Variable Life Account ZAgents: George V. Blaha, Scott Lane, William R. HoltonInsurance$2.3B
Dec 2019Lincoln Life Flexible Premium Variable Life Account ZAgents: Chris A. Messick, David Peacock, George V. BlahaInsurance$1.8B
Dec 2018Lincoln Life Flexible Premium Variable Life Account ZAgents: Chris A. Messick, David Peacock, George V. BlahaInsurance$1.5B
Dec 2018Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: William BorchertInsurance$135M
Dec 2017Lincoln Life Flexible Premium Variable Life Account ZAgents: Chris A. Messick, David Peacock, George V. BlahaInsurance$1.1B
Dec 2017Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: William BorchertInsurance$146M
Sept 2017Nationwide BOLI Private Placement Variable AccountAgents: Hayes Holderness, Lorne AdrainInsurance$50M
Jul 2017Nationwide BOLI Private Placement Variable AccountAgents: Rob GalbreathInsurance$11M
Jun 2017Nationwide Private Placement Variable AccountAgents: Edward Kilpatrick, Garrett Blaha, Gavin BlahaInsurance$20M
Jan 2017Nationwide Private Placement Variable AccountAgents: Edward Kilpatrick, Garrett Blaha, Gavin BlahaInsurance$10M
Dec 2016Nationwide Private Placement Variable AccountAgents: Garrett Blaha, Gavin Blaha, George BlahaInsurance$7.0M
Dec 2016Lincoln Life Flexible Premium Variable Life Account ZAgents: David Peacock, George V. Blaha, Kurt BogsethInsurance$783M
Dec 2016Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: William BorchertInsurance$154M
Jul 2016Nationwide Private Placement Variable AccountAgents: Gwen M. Middeke, Michael P. Corry, Raymond J. North, Jr.Insurance$2.8M
Dec 2015Lincoln Life Flexible Premium Variable Life Account ZAgents: David Peacock, George V. Blaha, Kurt BogsethInsurance$431M
Dec 2015Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: William BorchertInsurance$170M
Nov 2015Nationwide Private Placement Variable AccountAgents: Melissa Ahearn, Richard DeVita Jr., Scott HortonInsurance$756k
May 2015Nationwide Private Placement Variable AccountAgents: Richard A. Devita, Jr., Scott W. Holton, William R. HoltonInsurance$50k
Mar 2015Nationwide Private Placement Variable AccountAgents: George Blaha, Richard DeVita, Jr., Scott HoltonInsurance$1.7M
Dec 2014Nationwide Private Placement Variable AccountAgents: Patrick Dicerbo, Richard Devita, Jr., Scott HoltonInsurance$17M
Nov 2014Nationwide Private Placement Variable AccountAgents: Gwen Middeke, Keith Krieg, Micharl CorryInsurance$17M
Feb 2014Nationwide Private Placement Variable AccountAgents: Richard DevitaInsurance$1.2M
Feb 2012Nationwide Private Placement Variable AccountAgents: Michael Godwin, Richard DeVita, Scott HoltonInsurance$364k
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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