Fundraisers / LPL Financial LLC
FundraiserRegistered broker-dealer
LPL Financial LLC
FINRA 6413 · placing rounds since Feb 2016
33company rounds placed
7in the last two years, last Mar 2026
$60.7Bsold in the rounds they placed
3.5%typical commission; the median firm takes 4.9%
Named on 51 Form D filings as paid to sell the offering: 33 for operating companies, 18 for funds. 12 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
323Q4224Q4225Q4326Q1
What they place
- Insurance93%
- Oil and Gas7%
How big the rounds are
- Under $1M2
- $1M to $5M2
- $5M to $20M0
- $20M to $100M9
- $100M+25
Where the companies are
IN31OH4NY3PA3
Rounds they placed
FiledIssuerIndustrySold
Mar 2026New York Life Insurance & Annuity CorpAgents: LPL Financial LLCInsurance$505M
Mar 2026New York Life Insurance & Annuity CorpAgents: LPL Financial LLCInsurance$546M
Mar 2026New York Life Insurance & Annuity CorpAgents: LPL Financial LLCInsurance$136M
Dec 2025Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Carol W. LinkerInsurance$102M
Dec 2025Lincoln Life Flexible Premium Variable Life Account ZAgents: Andrew Lyon Hart, Corby N. Dall, James Lewis WorrellInsurance$2.7B
Dec 2024Lincoln Life Flexible Premium Variable Life Account ZAgents: Andrew Lyon Hart, Corby N. Dall, Michael W. KozemchakInsurance$2.6B
Dec 2024Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Carol W. LinkerInsurance$107M
Dec 2023Lincoln Life Flexible Premium Variable Life Account ZAgents: Andrew Lyon Hart, Corby N. Dall, Michael W. KozemchakInsurance$2.4B
Dec 2023Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Kevin L. KaedingInsurance$39M
Dec 2023Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Carol W. LinkerInsurance$108M
Dec 2022Lincoln Life Flexible Premium Variable Life Account ZAgents: Andrew Lyon Hart, Corby N. Dall, Michael W. KozemchakInsurance$2.0B
Dec 2022Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Kevin L. KaedingInsurance$40M
Dec 2022Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Carol W. LinkerInsurance$113M
Dec 2021Lincoln Life Flexible Premium Variable Life Account ZAgents: Corby N. Dall, Michael W. Kozemchak, Paul StephensInsurance$1.7B
Dec 2021Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Kevin L. KaedingInsurance$40M
Dec 2021Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Carol W. LinkerInsurance$118M
Dec 2020Lincoln Life Flexible Premium Variable Life Account ZAgents: Corby N. DallInsurance$2.3B
Dec 2020Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Carol W. LinkerInsurance$120M
Dec 2020Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Kevin L. KaedingInsurance$40M
Dec 2019Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Carol W. LinkerInsurance$129M
Dec 2019Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Kevin L. KaedingInsurance$41M
Dec 2019Lincoln Life Flexible Premium Variable Life Account ZAgents: Corby N. DallInsurance$1.8B
Dec 2018Lincoln Life Flexible Premium Variable Life Account ZAgents: Corby N. Dall, Eric M. SholbergInsurance$1.5B
Dec 2018Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Kevin L. KaedingInsurance$41M
Dec 2018Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Carol W. LinkerInsurance$135M
Dec 2017Lincoln Life Flexible Premium Variable Life Account ZAgents: Corby N. Dall, Eric M. SholbergInsurance$1.1B
Dec 2017Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Kevin L. KaedingInsurance$41M
Dec 2017Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Carol W. Linker, Charles J. AbboudInsurance$146M
Dec 2016Lincoln Life Flexible Premium Variable Life Account ZAgents: Corby N. Dall, Eric M. SholbergInsurance$783M
Dec 2016Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Kevin L. KaedingInsurance$42M
Dec 2016Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Carol W. LinkerInsurance$154M
Oct 2016Nationwide Private Placement Variable AccountAgents: Michael Kozemchak, Paul StephensInsurance$1.1M
Sept 2016Atlas Eagle Ford 2016 L.P.Oil and Gas-
Dec 2015Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Kevin L. KaedingInsurance$42M
Dec 2015Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Carol W. LinkerInsurance$170M
Dec 2015Lincoln Life Flexible Premium Variable Life Account ZAgents: Corby N. Dall, Eric M. Sholberg, John L. ScottInsurance$431M
Aug 2015Nationwide Private Placement Variable AccountAgents: Michael Kozemchak, Paul StephensInsurance$148k
Jun 2015Atlas Eagle Ford 2015 L.P.Oil and Gas-
Apr 2015Nationwide Private Placement Variable AccountAgents: Troy HammondInsurance$405k
Jan 2015Nationwide Private Placement Variable AccountAgents: Michael Kozemchak, Paul StephensInsurance$3.0M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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