Fundraisers / Kestra Investment Services LLC
FundraiserRegistered broker-dealer
Kestra Investment Services LLC
FINRA 42046 · placing rounds since Jan 2016
74company rounds placed
18in the last two years, last Mar 2026
$99.5Bsold in the rounds they placed
2.1%typical commission; the median firm takes 4.9%
Named on 81 Form D filings as paid to sell the offering: 74 for operating companies, 7 for funds. 24 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
523Q4524Q4725Q4626Q1
What they place
- Insurance95%
- Oil and Gas5%
How big the rounds are
- Under $1M16
- $1M to $5M12
- $5M to $20M8
- $20M to $100M19
- $100M+44
Where the companies are
IN55OH28NY7PA5NC3MO3IL2CT1
Rounds they placed
FiledIssuerIndustrySold
Mar 2026New York Life Insurance & Annuity CorpAgents: Kestra Investment Services LLC, NFP Securities, Inc.Insurance$505M
Mar 2026New York Life Insurance & Annuity CorpAgents: Kestra Investment Services LLC, NFP Advisor Services, LLCInsurance$2.0B
Mar 2026New York Life Insurance & Annuity CorpAgents: Kestra Investment Services LLCInsurance$1.8B
Mar 2026New York Life Insurance & Annuity CorpAgents: Kestra Investment Services LLC.Insurance$3.0B
Mar 2026New York Life Insurance & Annuity CorpAgents: Kestra Investment Services LLCInsurance$546M
Mar 2026New York Life Insurance & Annuity CorpAgents: NFP Securities, Inc.Insurance$136M
Dec 2025Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: David Brown, Eric Naison-Phillips, Joseph L. CarpenterInsurance$102M
Dec 2025Lincoln Life Separate Account BL3, The Lincoln National Life Insurance CoAgents: David Brown, John L. Carpenter, Joseph Todd CarpenterInsurance$101M
Dec 2025Lincoln Life Separate Account BLM, The Lincoln National Life Insurance CoAgents: David Brown, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$4.5M
Dec 2025Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: David Brown, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$37M
Dec 2025Lincoln Life Flexible Premium Variable Life Account ZAgents: Brian Donofry, Howard Adcock, Nick Della VedovaInsurance$2.7B
Dec 2025HNW PPVUL Series Account - 1Agents: Kestra Investments LLCInsurance$679M
Dec 2025HNW PPVA Series Account - 1Agents: Kestra Investment Services LLCInsurance$2.1B
Dec 2024Lincoln Life Flexible Premium Variable Life Account ZAgents: Brian Donofry, Howard Adcock, Nick Della VedovaInsurance$2.6B
Dec 2024Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$37M
Dec 2024Lincoln Life Separate Account BL3, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$102M
Dec 2024Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$107M
Dec 2024Lincoln Life Separate Account BLM, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$4.5M
Dec 2023Lincoln Life Flexible Premium Variable Life Account ZAgents: Brian Donofry, Howard Adcock, Nick Della VedovaInsurance$2.4B
Dec 2023Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$108M
Dec 2023Lincoln Life Separate Account BL3, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$102M
Dec 2023Lincoln Life Separate Account BLM, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$4.5M
Dec 2023Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$39M
Dec 2022Lincoln Life Flexible Premium Variable Life Account ZAgents: Brian Donofry, David W. Stecher, Howard AdcockInsurance$2.0B
Dec 2022Lincoln Life Separate Account BL3, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$102M
Dec 2022Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$40M
Dec 2022Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$113M
Dec 2022Lincoln Life Separate Account BLM, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$4.8M
Dec 2021Lincoln Life Flexible Premium Variable Life Account ZAgents: Andrew L. Kuchera, David W. Stecher, Gary BlockInsurance$1.7B
Dec 2021Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$118M
Dec 2021Lincoln Life Separate Account BL3, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$103M
Dec 2021Lincoln Life Separate Account BLM, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$4.8M
Dec 2021Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$40M
Dec 2020Lincoln Life Separate Account BL3, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$114M
Dec 2020Lincoln Life Flexible Premium Variable Life Account ZAgents: Andrew L. Kuchera, David W. Stecher, Gary BlockInsurance$2.3B
Dec 2020Lincoln Life Separate Account Bl1 Of The Lincoln National Life Ins. CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$40M
Dec 2020Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Eric Naison-Phillips, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$120M
Dec 2020Lincoln Life Separate Account BLM, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$5.1M
Dec 2019Lincoln Life Separate Account BL3, The Lincoln National Life Insurance CoAgents: Joseph L. Carpenter, Joseph Todd CarpenterInsurance$114M
Dec 2019Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance CoAgents: Eric A. Wallace, Joseph L. Carpenter, Joseph Todd CarpenterInsurance$129M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
No one has said so yet.
Worked with them? Say so
A badge for their site
It shows their latest standing in the quarterly rankings and links back here.
Is this Kestra Investment Services LLC?
Claim the page to describe your work in your own words. Free.