Fundraisers / Ladenburg Thalmann & Co. Inc.

FundraiserRegistered broker-dealer

Ladenburg Thalmann & Co. Inc.

FINRA 505 · placing rounds since May 2016

Q1 2026#3 placement agent in Other Health Care
54company rounds placed
7in the last two years, last Jan 2026
$376Msold in the rounds they placed
8.0%typical commission; the median firm takes 4.9%

Named on 57 Form D filings as paid to sell the offering: 54 for operating companies, 3 for real estate. 1 registered agent named.

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

423Q2424Q1424Q2224Q3224Q4125Q2225Q3225Q4126Q1

What they place

62rounds
  • Biotechnology50%
  • Pharmaceuticals29%
  • Other Health Care13%
  • Other Technology6%
  • Other2%

How big the rounds are

  1. Under $1M5
  2. $1M to $5M25
  3. $5M to $20M22
  4. $20M to $100M8
  5. $100M+0

Where the companies are

CA22MN7MA7NY4UT3FL2CO2NC1

Rounds they placed

Company roundsEverything, funds and real estate too

FiledIssuerIndustrySold
Jan 2026Intelligent Bio Solutions Inc.Other Health Care$10.0M
Oct 2025Akari Therapeutics PlcOther Health Care$6.3M
Oct 2025Kopin CorpOther Technology$41M
Sept 2025Peraso Inc.Other Technology$1.3M
Aug 2025Intelligent Bio Solutions Inc.Other Health Care$3.8M
May 2025MetaVia Inc.Biotechnology$10M
Nov 2024Nuwellis, Inc.Other Health Care$3.8M
Nov 2024Peraso Inc.Other Technology$7.5M
Sept 2024Nuwellis, Inc.Other Health Care-
Aug 2024Biodexa Pharmaceuticals PlcPharmaceuticals$5.0M
Jun 2024NovaBay Pharmaceuticals, Inc.Pharmaceuticals$226k
Jun 2024Calidi Biotherapeutics, Inc.Biotechnology$5.5M
May 2024Palisade Bio, Inc.Biotechnology$4.0M
Apr 2024NovaBay Pharmaceuticals, Inc.Pharmaceuticals$665k
Mar 2024Intelligent Bio Solutions Inc.Other Health Care$10M
Feb 2024Palisade Bio, Inc.Biotechnology$2.5M
Feb 2024Mobilicom LtdOther Technology$2.9M
Jan 2024NovaBay Pharmaceuticals, Inc.Pharmaceuticals$555k
Jun 2023Biodexa Pharmaceuticals PlcPharmaceuticals$3.3M
May 2023NovaBay Pharmaceuticals, Inc.Pharmaceuticals$3.0M
Apr 2023Palisade Bio, Inc.Biotechnology$4.0M
Apr 2023Ra Medical Systems, Inc.Biotechnology$8.0M
Feb 2023Midatech Pharma PlcPharmaceuticals$6.0M
Jan 2023Palisade Bio, Inc.Biotechnology$2.5M
Sept 2022NovaBay Pharmaceuticals, Inc.Pharmaceuticals$2.1M
Sept 2022NovaBay Pharmaceuticals, Inc.Pharmaceuticals$3.3M
Aug 2022Ra Medical Systems, Inc.Biotechnology$6.2M
May 2022Palisade Bio, Inc.Biotechnology$2.4M
May 2022Salarius Pharmaceuticals, Inc.Biotechnology$2.3M
Nov 2021NovaBay Pharmaceuticals, Inc.Pharmaceuticals$15M
May 2021Immunome Inc.Biotechnology$27M
Aug 2020Hancock Jaffe Laboratories, Inc.Biotechnology$1.6M
Jul 2020Tenax Therapeutics, Inc.Pharmaceuticals$5.2M
May 2020CHF Solutions, Inc.Biotechnology$1.7M
May 2020Viveve Medical, Inc.Biotechnology$3.2M
Apr 2020CHF Solutions, Inc.Biotechnology$2.2M
Mar 2020CHF Solutions, Inc.Biotechnology$1.2M
Nov 2019CHF Solutions, Inc.Biotechnology$1.4M
Nov 2019CHF Solutions, Inc.Biotechnology$663k
Oct 2019Aytu Bioscience, IncPharmaceuticals$10M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

Roth Capital Partners, LLC2 rounds togetherH.C. Wainwright & Co., LLC2 rounds togetherCraig-Hallum Capital Group LLC1 round togetherKatalyst Securities LLC1 round togetherLake Street Capital LLC1 round togetherNomura Securities International, Inc.1 round together

Founders who worked with them

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