Fundraisers / Katalyst Securities LLC

FundraiserRegistered broker-dealer

Katalyst Securities LLC

FINRA 112494 · placing rounds since Feb 2016

43company rounds placed
0in the last two years, last Jul 2023
$443Msold in the rounds they placed
9.0%typical commission; the median firm takes 4.9%

Named on 45 Form D filings as paid to sell the offering: 43 for operating companies, 2 for real estate. 4 registered agents named.

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

123Q2123Q3

What they place

50rounds
  • Other Technology34%
  • Biotechnology22%
  • Other16%
  • Pharmaceuticals12%
  • Telecommunications6%
  • Investing6%
  • Other Health Care4%

How big the rounds are

  1. Under $1M4
  2. $1M to $5M19
  3. $5M to $20M20
  4. $20M to $100M10
  5. $100M+0

Where the companies are

NY13CA9NJ6MA6FL4NC3OH3NV2

Rounds they placed

Company roundsEverything, funds and real estate too

FiledIssuerIndustrySold
Jul 2023Petros Pharmaceuticals, Inc.Pharmaceuticals$30M
Jun 2023SmartKem, Inc.Other Technology$12M
Jan 2023NY Farm HoldCo LLCInvesting$4.0M
Jul 2022Attis Finance LLCOther$150k
Apr 2022Attis Finance LLCOther$5.3M
Sept 2021Gaming Technologies, Inc.Other$1.8M
Jun 2021Synaptogenix, Inc.Biotechnology$12M
Feb 2021Silo Pharma, Inc.Pharmaceuticals$4.3M
Feb 2021Synaptogenix, Inc.Biotechnology$14M
Dec 2020Dito, Inc.Other$1.5M
Nov 2020Akers Biosciences, Inc.Other Health Care$18M
Nov 2020Attis Finance LLCOther$6.5M
Jul 2020SwiftMile, Inc.Agents: Katalyst Securities LLCOther Technology$11M
Jul 2020Compass Therapeutics, Inc.Other$60M
May 2020Uppercut Brands, Inc.Retailing$2.4M
Nov 2019SwiftMile, Inc.Agents: Katalyst Securities LLCOther Technology$750k
Oct 2019MaveriX Oncology, Inc.Agents: Katalyst Securities LLCBiotechnology$1.8M
Jul 2019Odyssey Semiconductor Technologies, Inc.Other Technology$2.5M
May 2019True Drinks Holdings, Inc.Other$27M
Mar 2019Discovery Technology International, Inc.Other Technology$2.3M
Jan 2019Wrap Technologies, Inc.Other Technology$14M
Aug 2018Exicure, Inc.Biotechnology$22M
Jul 2018NewEdge Signal Solutions Inc.Telecommunications$6.6M
Apr 2018Mohawk Group, Inc.Other Technology$26M
Jan 2018Mega Blockchain Corp.Other Technology$7.7M
Dec 2017Duos Technologies Group, Inc.Agents: Joseph Gunnar & CoOther Technology$11M
Nov 2017Akoustis Technologies, Inc.Other Technology$1.0M
Oct 2017Exicure, Inc.Biotechnology$21M
Jun 2017Tapimmune IncBiotechnology$6.2M
Jun 2017Hyperdynamics CorpOil and Gas$6.3M
May 2017Enumeral Biomedical Holdings, Inc.Pharmaceuticals$668k
May 2017Akoustis Technologies, Inc.Other Technology$1.6M
Mar 2017Aerpio Pharmaceuticals, Inc.Biotechnology$42M
Mar 2017Hyperdynamics CorpOil and Gas$1.2M
Jan 2017Bitvore Corp.Other Technology$3.5M
Dec 2016Enumeral Biomedical Holdings, Inc.Pharmaceuticals$3.4M
Dec 2016Neurotrope, Inc.Biotechnology$25M
Aug 2016Tapimmune IncBiotechnology$2.4M
Aug 2016CALIENT Technologies INCTelecommunications$6.0M
Aug 2016Enumeral Biomedical Holdings, Inc.Pharmaceuticals$3.0M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

American Portfolios Financial Services4 rounds togetherDinosaur Financial Group, L.L.C.3 rounds togetherGp Nurmenkari Inc.3 rounds togetherDrexel Hamilton, LLC2 rounds togetherChardan Capital Markets LLC2 rounds togetherBradley Woods & Co. Ltd.2 rounds together

Founders who worked with them

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