Fundraisers / Nomura Securities International, Inc.

FundraiserRegistered broker-dealer

Nomura Securities International, Inc.

FINRA 4297 · placing rounds since May 2016

1company rounds placed
0in the last two years, last May 2016
$23Msold in the rounds they placed
8.0%typical commission; the median firm takes 4.9%

Named on 1 Form D filing as paid to sell the offering: 1 for operating companies.

How big the rounds are

  1. Under $1M0
  2. $1M to $5M0
  3. $5M to $20M0
  4. $20M to $100M1
  5. $100M+0

Where the companies are

CA1
FiledIssuerIndustrySold
May 2016Aradigm CorpPharmaceuticals$23M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

Founders who worked with them

No one has said so yet.

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Marked verified when your company is one of the rounds they placed.

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