Fundraisers / Craig-Hallum Capital Group LLC

FundraiserRegistered broker-dealer

Craig-Hallum Capital Group LLC

FINRA 121395 · placing rounds since Jan 2016

40company rounds placed
10in the last two years, last Dec 2025
$705Msold in the rounds they placed
6.1%typical commission; the median firm takes 4.9%

Named on 40 Form D filings as paid to sell the offering: 40 for operating companies. 1 registered agent named.

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

123Q2123Q3224Q2124Q3324Q4225Q1125Q2425Q4

What they place

47rounds
  • Other Technology45%
  • Other15%
  • Biotechnology15%
  • Manufacturing9%
  • Oil and Gas6%
  • Other Health Care6%
  • Other Energy4%

How big the rounds are

  1. Under $1M1
  2. $1M to $5M11
  3. $5M to $20M20
  4. $20M to $100M20
  5. $100M+0

Where the companies are

CA10TX6NY5MA3FL3MN3NE3VA2

Rounds they placed

Company roundsEverything, funds and real estate too

FiledIssuerIndustrySold
Dec 2025Capstone Green Energy Holdings, Inc.Agents: Craig-Hallum Capital Group LLCOther Energy$15M
Nov 2025Creative Realities, Inc.Other$30M
Nov 2025Blaize Holdings, Inc.Computers$30M
Oct 2025Kopin CorpOther Technology$41M
May 2025DeFi Development Corp.Other Banking and Financial Services$24M
Mar 2025Spire Global, Inc.Other Technology$40M
Mar 2025Lightpath Technologies IncManufacturing$32M
Dec 2024SmartKem, Inc.Other Technology$7.6M
Nov 2024Applied Dna Sciences IncBiotechnology-
Oct 2024Powerfleet, Inc.Other Technology$70M
Aug 2024Xtant Medical Holdings, Inc.Other Health Care$5.0M
Jun 2024Spectra7 Microsystems Inc.Other Technology$1.0M
May 2024Spectra7 Microsystems Inc.Other Technology$6.6M
Jul 2023Xtant Medical Holdings, Inc.Other Health Care$15M
Jun 2023DiaMedica Therapeutics Inc.Biotechnology$38M
Nov 2022Electrovaya Inc.Other$10M
Mar 2022Aterian, Inc.Other Technology$27M
Feb 2022Agrify CorpOther$27M
Jan 2022Stryve Foods, Inc.Manufacturing$35M
Nov 2021Transphorm, Inc.Other Technology$33M
Jul 2021FreshRealm, LLCAgents: Craig-Hallum Capital Group LLCOther$32M
Jul 2021Bbq Holdings, Inc.Restaurants$13M
May 2021FreshRealm, LLCAgents: Craig-Hallum Capital Group LLCOther$4.6M
Apr 2021Transphorm, Inc.Other Technology$1.0M
Aug 2020Neonode Inc.Other Technology$14M
Jul 2020Apollo Endosurgery, Inc.Biotechnology$25M
Apr 2020CYREN Ltd.Other Technology$10M
Feb 2020Transphorm, Inc.Other Technology$21M
Oct 2019Streamline Health Solutions Inc.Other Health Care$9.6M
Aug 2019Apollo Endosurgery, Inc.Biotechnology$20M
Mar 2017Mattersight CorpOther Technology$16M
Nov 2016Fusion Telecommunications International IncTelecommunications$2.8M
Nov 2016Bridgeline Digital, Inc.Other Technology$1.1M
Oct 2016EVINE Live Inc.Other$1.0M
Oct 2016Immucell Corp /De/Pharmaceuticals$3.5M
Oct 2016Aehr Test SystemsOther Technology$5.9M
Aug 2016Neonode, IncOther Technology$8.7M
May 2016Air Industries GroupManufacturing$6.3M
May 2016Vertex Energy Inc.Oil and Gas$19M
Jan 2016Transgenomic IncBiotechnology$2.2M

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

Roth Capital Partners, LLC3 rounds togetherB. Riley Securities, Inc.2 rounds togetherCormark Securities (USA) Limited1 round togetherLadenburg Thalman & Co. Inc.1 round togetherLadenburg Thalmann & Co. Inc.1 round togetherLake Street Capital LLC1 round together

Founders who worked with them

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