Rankings · Q3 2024 · Other Health Care

The fundraisers who placed the most.

Broker-dealers ranked by the operating-company rounds they were paid to place in other health care, as filed with the SEC on Form D. Funds, real estate and insurance products are left out.

‹Q3 2024›an earlier quarter
H.C. Wainwright & Co.2 rounds · $15M2SCA Development15 rounds · $416k1Sanctuary Securities1 rounds · $11M3
29company rounds placed by a broker-dealer
97%of the 30 company Form Ds filed in this industry
$46Msold in those rounds
7%median fee, as a share of the money raised
#FirmRounds placedSoldMedian feeLast 8 quarters
1=SCA DevelopmentMostly other health care15$416k-2=H.C. Wainwright & Co.Mostly other health care2$15M8.7%3NewSanctuary SecuritiesMostly other health care1$11M7%3NewSanders MorrisMostly other health care1$11M7%3NewMaxim GroupMostly other health care1$10M8.5%3NewCraig-Hallum Capital GroupMostly other health care1$5.0M7%3NewPickwick Capital PartnersMostly other health care1$5.0M5%3NewRKCAMostly other health care1$3.2M-3NewStonehavenMostly other health care1$2.6M7%3NewCedar Point CapitalMostly other health care1$2.2M12%3NewAlere Financial Partners, A division of Cova Capital Partners LLC (""Alere""))Mostly other health care1$765k6.1%3NewTPEG SecuritiesMostly other health care1$560k7%3NewVestech SecuritiesMostly other health care1$60k8%3NewLadenburg Thalmann & Co.Mostly other health care1--3NewRoth Capital PartnersMostly other health care1--3NewTom DecosimoMostly other health care1--

Since Q2 2024

Who moved

14 of this quarter's top 16 placed no company round at all the quarter before.

25Q4 2232Q1 2343Q2 2323Q3 2333Q4 2327Q1 2428Q2 2429Q3 24
#3New in the tableSanctuary Securities1 rounds this quarter, none the quarter before#3New in the tableSanders Morris1 rounds this quarter, none the quarter before#3New in the tableMaxim Group1 rounds this quarter, none the quarter before#3New in the tableCraig-Hallum Capital Group1 rounds this quarter, none the quarter before

What it costs

Half of fundraisers take 3% to 8%

The sales commission filed on each Form D, as a share of the money sold, across 579 placements in the four quarters to Q3 2024. Half fall between 3% and 8%; the middle one is 6%. Finder's fees and warrants are not in the figure, so the real cost is often higher.

median 6%
0%1%2%3%4%5%6%7%8%10%+

Filed in Q3 2024

The quarter's placements, as they were filed

  • 27 SeptCedar Point CapitalAria CV, Inc.Other Health Care$2.2M
  • 27 SeptAlere Financial Partners, A division of Cova Capital Partners LLC (""Alere""))Pace Surgical, Inc.Other Health Care$765k
  • 26 SeptPickwick Capital PartnersChemoMouthpiece, LLCOther Health Care$5.0M
  • 25 SeptSCA DevelopmentArusha LLCOther Health CareUndisclosed
  • 23 SeptSCA DevelopmentUCSD Surgical Center of San Diego, LLCOther Health CareUndisclosed
  • 19 SeptRKCAAlveo Investments, LLCOther Health Care$3.2M
  • 12 SeptH.C. Wainwright & Co.Ensysce Biosciences, Inc.Other Health Care$5.1M
  • 10 SeptSCA DevelopmentRockville Eye Surgery Center, LLCOther Health CareUndisclosed
  • 9 SeptVestech SecuritiesZyppah, Inc.Other Health Care$60k
  • 9 SeptSCA DevelopmentTreasure Valley Hospital Limited PartnershipOther Health CareUndisclosed
  • 6 SeptStonehavenBond Biosciences, Inc.Other Health Care$2.6M
  • 4 SeptLadenburg Thalmann & Co.Nuwellis, Inc.Other Health CareUndisclosed
  • 3 SeptSCA DevelopmentPhysicians Day Surgery Center, LLCOther Health CareUndisclosed
  • 29 AugTom DecosimoGreenway Surgicenter, LLCOther Health CareUndisclosed
  • 27 AugSCA DevelopmentTexas Health Craig Ranch Surgery Center, LLCOther Health CareUndisclosed
  • 16 AugSCA DevelopmentTexas Health Surgery Center Chisolm Trail, LLCOther Health Care$22k

Looking for someone to place your round?

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How the table is made

Where do the numbers come from?

From the SEC's Form D data sets. A company raising privately files a Form D, and when a broker-dealer is paid to sell the round, the filing names it with its commission. We count each new filing once per firm named on it, and leave out amendments, funds and real estate. Insurance and investing filings are left out too: they are an insurer's policy accounts and investment vehicles, sold through dozens of firms at once, not companies raising a round.

Why is the latest quarter a quarter behind?

The SEC publishes the data sets quarterly, after the quarter closes. A quarter only appears here once its filings are in.

Can a firm change its place?

No. The table is computed from filings alone. A firm can claim its page and add to it, but cannot change what it placed.

What is the badge?

Firms in the overall top 10, or the top 3 of an industry, can show their standing on their own site with a badge from their page. It updates when the next quarter arrives.

What does it leave out?

Rounds where nobody was paid to sell, which is most venture rounds, and placements a firm makes without filing. A low rank is not a verdict on a firm; it is what the filings show.