Fundraisers / Pickwick Capital Partners, LLC
FundraiserRegistered broker-dealer
Pickwick Capital Partners, LLC
FINRA 130672 · placing rounds since Jan 2016
29company rounds placed
1in the last two years, last Jan 2026
$194Msold in the rounds they placed
5.1%typical commission; the median firm takes 4.9%
Named on 96 Form D filings as paid to sell the offering: 29 for operating companies, 58 for funds, 9 for real estate. 13 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q2123Q3123Q4224Q1224Q2324Q3126Q1
What they place
- Other34%
- Other Technology28%
- Other Health Care10%
- Agriculture7%
- Biotechnology7%
- Oil and Gas7%
- Other Banking and Financial Services7%
How big the rounds are
- Under $1M16
- $1M to $5M9
- $5M to $20M5
- $20M to $100M4
- $100M+0
Where the companies are
TX4CA3CO3VA2CT2MA2MD2NY2
Rounds they placed
FiledIssuerIndustrySold
Jan 2026Space Capital SPV, LLCOther$100k
Sept 2024ChemoMouthpiece, LLCOther Health Care$5.0M
Aug 2024MSolar Manufacturing, LLCAgents: Market Street Capital Advisors, LLCManufacturing-
Aug 2024C-Combinator, A Public Benefit CorpOther$250k
May 2024Puraclenz, LLCOther Technology$500k
May 2024Puraclenz Holdings, Inc.Other Technology$500k
Mar 2024MODRN Living Communities Investment, LLCOther Banking and Financial Services$600k
Mar 2024M2 Communities Investment, LLCOther Banking and Financial Services$350k
Nov 2023Boss HOG Resources LLCAgents: Christine BreckOil and Gas$53M
Sept 2023Mucho Mas Media, LLCOther$4.0M
Apr 2023UGE International Ltd.Other Energy$583k
Mar 2023Waveguide CorpOther Technology$8.3M
Feb 2023Evergreen Annuity CoInsurance$600k
Jan 2023Forge Nano, Inc.Other Technology$15M
Dec 2022Nellie's Southern Kitchen Holdings LLCAgents: Pickwick Capital Partners, LLCInvesting$1.9M
Jan 2022Westside Museum, LLCOther$8.0M
Jan 2022Wild Boar Resources LLCAgents: Christine BreckOil and Gas$32M
Jun 2020Casa Luigi, Inc.Other$100k
May 2020Compassionate Cultivation, LLCAgents: Pickwick Capital Partners, LLCOther$2.0M
Feb 2020NewLeaf Symbiotics, Inc.Agriculture$21M
Feb 2020Compassionate Cultivation, LLCAgents: Pickwick Capital Partners, LLCOther$320k
Jun 2019Advanced Green Holdings, Inc.Agents: Ruth EpsteinAgriculture-
Jun 2019Illumina Radiopharmaceuticals LLCAgents: Pickwick Capital Partners, LLCPharmaceuticals$250k
Dec 2018Osiris Ventures, Inc.Other$27M
Jun 2018Breath of Life Pharma, Ltd.Agents: Pickwick Capital PartnersPharmaceuticals$9.7M
May 2017Cvr Medical Corp.Other Health Care$250k
Mar 2017Cvr Medical Corp.Other Health Care$779k
Sept 2016Crowd Mobile LtdAgents: Pickwick Capital Partners LLCOther Technology$369k
Jan 2016BTCS Inc.Other$1.4M
Sept 2015D-Vision C.V.S. Ltd.Agents: David S. TurnerOther Technology$150k
Jun 2015Personal Genome Diagnostics Inc.Agents: John K. DierkesBiotechnology$4.3M
Mar 2015Cameroon Enterprises, LLCOther$4.0M
Aug 2014HealthWarehouse.com, Inc.Agents: N/ARetailing$1.3M
Apr 2014Viscount Systems IncOther Technology$1.5M
Mar 2014Viscount Systems IncOther Technology$750k
Mar 2014Personal Genome Diagnostics Inc.Agents: John K. DierkesBiotechnology$2.0M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
No one has said so yet.
Worked with them? Say so
A badge for their site
It shows their latest standing in the quarterly rankings and links back here.
Is this Pickwick Capital Partners, LLC?
Claim the page to describe your work in your own words. Free.