Fundraisers / Maxim Group, LLC
FundraiserRegistered broker-dealer
Maxim Group, LLC
FINRA 120708 · placing rounds since Jan 2016
196company rounds placed
22in the last two years, last Mar 2026
$1.7Bsold in the rounds they placed
7.1%typical commission; the median firm takes 4.9%
Named on 204 Form D filings as paid to sell the offering: 196 for operating companies, 8 for real estate. 2 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
623Q2323Q3423Q4824Q1924Q2124Q3425Q1125Q2825Q3825Q4126Q1
What they place
- Biotechnology25%
- Other20%
- Other Technology18%
- Pharmaceuticals17%
- Other Health Care11%
- Manufacturing5%
- Other Energy4%
How big the rounds are
- Under $1M22
- $1M to $5M74
- $5M to $20M78
- $20M to $100M16
- $100M+3
Where the companies are
NY39CA32NJ15MA15FL10OR9AZ8MD7
Rounds they placed
FiledIssuerIndustrySold
Mar 2026Biophytis SABiotechnology$1.6M
Dec 2025Nacuity Pharmaceuticals, Inc.Pharmaceuticals$8.4M
Dec 2025Aprea Therapeutics, Inc.Biotechnology$3.1M
Dec 2025Aethlon Medical IncAgents: N/ABiotechnology$2.2M
Nov 2025Rani Therapeutics Holdings, Inc.Biotechnology$60M
Oct 2025Quoin Pharmaceuticals, Ltd.Pharmaceuticals$105M
Oct 2025American Resources CorpOther Energy$34M
Oct 2025American Resources CorpOther Energy$40M
Oct 2025SEALSQ CorpOther Technology$105M
Sept 2025Rock Tech Lithium Inc.Other$363k
Sept 2025CleanCore Solutions, Inc.Other$175M
Sept 2025Lm Funding America, Inc.Other Technology$13M
Sept 2025Lm Funding America, Inc.Other Technology$10M
Jul 2025Drone Volt S.A.Other Technology$12M
Jul 2025Signing Day Sports, Inc.Other-
Jul 2025Llama Group SAOther Technology$1.2M
Jul 2025DDC Enterprise LtdOther$27M
Apr 2025Datavault AI Inc.Other Technology-
Feb 2025OXBRIDGE RE HOLDINGS LtdInsurance$3.0M
Jan 2025Kazia Therapeutics LtdBiotechnology$2.1M
Jan 2025Nxu, Inc.Other Energy$3.0M
Jan 2025180 Life Sciences Corp.Other$2.9M
Jul 2024SeaStar Medical Holding CorpOther Health Care$10M
Jun 2024Inhibikase Therapeutics, Inc.Pharmaceuticals-
May 2024Wisa Technologies, Inc.Other Technology$2.4M
May 2024Wisa Technologies, Inc.Other Technology$2.6M
Apr 2024Wisa Technologies, Inc.Other Technology$750k
Apr 2024Wisa Technologies, Inc.Other Technology$1.9M
Apr 2024Wisa Technologies, Inc.Other Technology$2.4M
Apr 2024Nano Labs LtdOther Technology-
Apr 2024Jet.AI Inc.Other$1.5M
Apr 2024Wisa Technologies, Inc.Other Technology$2.3M
Mar 2024SEALSQ CorpOther Technology$10M
Feb 2024Kiora Pharmaceuticals IncPharmaceuticals$15M
Feb 2024Yoshitsu Co., LtdRetailing$4.0M
Feb 2024Applied Dna Sciences IncBiotechnology-
Jan 2024SEALSQ CorpOther Technology$10M
Jan 2024Centrexion Therapeutics CorpBiotechnology$3.3M
Jan 2024Meihua International Medical Technologies Co., Ltd.Other Health Care$5.6M
Jan 2024Bio Key International IncAgents: Maxim Group LLCOther Technology$548k
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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Other fundraisers named on the same filings: the firms they syndicate with.
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