Fundraisers / Uhlmann Price Securities, LLC
FundraiserRegistered broker-dealer
Uhlmann Price Securities, LLC
FINRA 42854 · placing rounds since Jan 2016
4company rounds placed
1in the last two years, last Jan 2025
$233Msold in the rounds they placed
0.5%typical commission; the median firm takes 4.9%
Named on 24 Form D filings as paid to sell the offering: 4 for operating companies, 19 for funds, 1 for real estate. 4 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
124Q1125Q1
What they place
- Other75%
- Other Technology25%
How big the rounds are
- Under $1M0
- $1M to $5M1
- $5M to $20M0
- $20M to $100M1
- $100M+2
Where the companies are
IL2CA1CT1
Rounds they placed
FiledIssuerIndustrySold
Nov 2025Rise North Carolina Portfolio Partners, LLCResidential$19M
Mar 2025Graham Alternative Investment Fund I LLCAgents: MULTIPLEPooled Investment Fund$402M
Mar 2025Graham Alternative Investment Fund Ii LLCAgents: MULTIPLEPooled Investment Fund$243M
Jan 2025PCS Real Return Institutional Fund, LLCPooled Investment Fund$570M
Jan 2025Pam Global Diversified Fund LLCAgents: UHLMANN PRICE SECURITIES, LLCOther$103M
Mar 2024Graham Alternative Investment Fund Ii LLCAgents: MULTIPLEPooled Investment Fund$237M
Mar 2024Graham Alternative Investment Fund I LLCAgents: MULTIPLEPooled Investment Fund$398M
Jan 2024PCS Real Return Institutional Fund, LLCPooled Investment Fund$570M
Jan 2024Pam Global Diversified Fund LLCAgents: UHLMANN PRICE SECURITIES, LLCOther$103M
Mar 2023Graham Alternative Investment Fund Ii LLCAgents: MULTIPLEPooled Investment Fund$233M
Mar 2023Graham Alternative Investment Fund I LLCAgents: MULTIPLEPooled Investment Fund$396M
Mar 2023OPAC Revel LLCAgents: Gordon Fallone, James KozakPooled Investment Fund$3.7M
Jan 2023PCS Real Return Institutional Fund, LLCPooled Investment Fund$570M
Nov 2022OPAC Famous LLCAgents: Gordon Fallone, James KozakPooled Investment Fund$2.0M
Aug 2022Amaze Software, Inc.Agents: Uhlmann Price Securities, LLCOther Technology$4.3M
Apr 2021Opac Hp LLCAgents: Uhlmann Price Securities LLCPooled Investment Fund$600k
Apr 2021MM Fox LPPooled Investment Fund$15M
Oct 2020OPAC Liquidspace I LLCAgents: Uhlmann Price Securities LLCPooled Investment Fund-
Dec 2019UP Broadway Feeder Fund LLCAgents: Alan KonnPooled Investment Fund-
Dec 2018OPAC Revel LLCAgents: Uhlmann Price Securities LLCPooled Investment Fund-
Oct 2018OPAC Famous LLCAgents: Uhlmann Price Securities LLCPooled Investment Fund$1.6M
Mar 2017Graham Alternative Investment Fund I LLCAgents: MULTIPLEPooled Investment Fund$395M
Mar 2017Graham Alternative Investment Fund Ii LLCAgents: MULTIPLEPooled Investment Fund$232M
Jan 2016RAM Fund LLCAgents: Uhlmann Price SecuritiesOther$23M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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Other fundraisers named on the same filings: the firms they syndicate with.
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