Fundraisers / Stephens Inc.
FundraiserRegistered broker-dealer
Stephens Inc.
FINRA 3496 · placing rounds since Jul 2016
16company rounds placed
1in the last two years, last Jan 2025
$1.2Bsold in the rounds they placed
2.1%typical commission; the median firm takes 4.9%
Named on 36 Form D filings as paid to sell the offering: 16 for operating companies, 11 for funds, 9 for real estate. 1 registered agent named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
124Q1125Q1
What they place
- Other Banking and Financial Services50%
- Other25%
- Other Energy15%
- Health Insurance5%
- Insurance5%
How big the rounds are
- Under $1M0
- $1M to $5M1
- $5M to $20M2
- $20M to $100M11
- $100M+4
Where the companies are
TX7TN3IL2LA2SC1NE1MS1AR1
Rounds they placed
FiledIssuerIndustrySold
Jan 2025Pam Global Diversified Fund LLCAgents: Stephens, Inc.Other$103M
Jan 2024Pam Global Diversified Fund LLCAgents: Stephens, Inc.Other$103M
Mar 2022AmeriBancShares, Inc.Other Banking and Financial Services$50M
May 2021Encina Development Group, LLCOther Energy$2.8M
Aug 2020Happy Bancshares, Inc.Other Banking and Financial Services$140M
Aug 2020Mabrey Bancorporation, Inc.Other Banking and Financial Services$28M
May 2019Nelson's Green Brier Distillery, LLCOther$20M
Jan 2019Envirocon Technologies Investments, LLCOther$10M
Jan 2018Marolina Outdoor IncOther$38M
Oct 2017Business First Bancshares, Inc.Other Banking and Financial Services-
Dec 2016Silicon Ranch CorpOther Energy$48M
Nov 2016Origin Bancorp, Inc.Other Banking and Financial Services$45M
Oct 2016First Bancshares Inc /Ms/Other Banking and Financial Services$63M
Aug 2016Green Plains Inc.Other Energy-
Jul 2016Harrington Reinsurance Holdings LtdInsurance$552M
Jul 2016Franklin Financial Network Inc.Other Banking and Financial Services$20M
Sept 2015First Texas BHC IncOther Banking and Financial Services$10M
Aug 2015Happy Bancshares, Inc.Other Banking and Financial Services$65M
Jun 2015Preston Hollow Capital, LLCOther Banking and Financial Services$75M
Aug 2014Healthscope Holdings, Inc.Health Insurance$85M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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