Wells Fargo Clearing Services

FINRA 19616 · placing rounds since Jan 2016

10company rounds placed

3in the last two years, last Dec 2025

$21.4Bsold in the rounds they placed

3.9%typical commission; the median firm takes 4.9%

Named on 72 Form D filings as paid to sell the offering: 10 for operating companies, 62 for funds. 3 registered agents named.

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

123Q4124Q1124Q4125Q1125Q4

What they place

Insurance80%
Other20%

How big the rounds are

Under $1M0
$1M to $5M0
$5M to $20M0
$20M to $100M0
$100M+10

Where the companies are

IN8IL2

Rounds they placed

Company rounds Everything, funds and real estate too

FiledIssuerIndustrySold

Dec 2025Lincoln Life Flexible Premium Variable Life Account ZAgents: Peter QuinnInsurance$2.7B

Jan 2025Pam Global Diversified Fund LLCAgents: Wells Fargo Advisors, LLCOther$103M

Dec 2024Lincoln Life Flexible Premium Variable Life Account ZAgents: Peter QuinnInsurance$2.6B

Jan 2024Pam Global Diversified Fund LLCAgents: Wells Fargo Advisors, LLCOther$103M

Dec 2023Lincoln Life Flexible Premium Variable Life Account ZAgents: Peter QuinnInsurance$2.4B

Dec 2022Lincoln Life Flexible Premium Variable Life Account ZAgents: Peter QuinnInsurance$2.0B

Dec 2021Lincoln Life Flexible Premium Variable Life Account ZAgents: Peter QuinnInsurance$1.7B

Dec 2020Lincoln Life Flexible Premium Variable Life Account ZAgents: Frederick Nolan Williams, Peter QuinnInsurance$2.3B

Dec 2019Lincoln Life Flexible Premium Variable Life Account ZAgents: Frederick Nolan Williams, Peter QuinnInsurance$1.8B

Dec 2018Lincoln Life Flexible Premium Variable Life Account ZAgents: Peter QuinnInsurance$1.5B

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

Kestra Investment Services LLC8 rounds together Lincoln Financial Advisors Corp.8 rounds together AXA Advisors, LLC8 rounds together AON Executive Benefits, Inc.8 rounds together Executive Services Securities8 rounds together Lion Street Financial8 rounds together

Founders who worked with them

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