Fundraisers / UBS Financial Services Inc.
FundraiserRegistered broker-dealer
UBS Financial Services Inc.
FINRA 8174 · placing rounds since Jan 2016
26company rounds placed
8in the last two years, last Mar 2026
$142.8Bsold in the rounds they placed
4.1%typical commission; the median firm takes 4.9%
Named on 305 Form D filings as paid to sell the offering: 26 for operating companies, 277 for funds, 2 for real estate. 21 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q3123Q4124Q4425Q4326Q1
What they place
- Insurance91%
- Other9%
How big the rounds are
- Under $1M11
- $1M to $5M3
- $5M to $20M2
- $20M to $100M0
- $100M+16
Where the companies are
OH15IN11NY6IL2
Rounds they placed
FiledIssuerIndustrySold
Mar 2026AQR Flex 1 Series LLC - Series J18Pooled Investment Fund$25M
Mar 2026AQR Flex 1 Series LLC - Series J17Pooled Investment Fund$25M
Mar 2026AQR Flex 1 Series LLC - Series J19Pooled Investment Fund$25M
Mar 2026AQR Flex 1 Series LLC - Series J11Pooled Investment Fund$30M
Mar 2026AQR Flex 1 Series LLC - Series J15Pooled Investment Fund$67M
Mar 2026AlphaKeys DigitalBridge AI Infrastructure, L.P.Pooled Investment Fund-
Mar 2026AQR Flex 1 Series LLC - Series J20Pooled Investment Fund$50M
Mar 2026AlphaKeys Strategic Partners Offshore X, L.P.Pooled Investment Fund-
Mar 2026AlphaKeys Strategic Partners X, L.P.Pooled Investment Fund-
Mar 2026AQR Flex 1 Series LLC - Series J5Pooled Investment Fund$29M
Mar 2026New York Life Insurance & Annuity CorpAgents: UBS Financial Services IncInsurance$1.8B
Mar 2026New York Life Insurance & Annuity CorpAgents: UBS Financial ServicesInsurance$2.0B
Feb 2026AQR Flex 1 Series LLC - Series J8Pooled Investment Fund$25M
Feb 2026AQR Flex 1 Series LLC - Series J6Pooled Investment Fund$25M
Feb 2026AQR Flex 1 Series LLC - Series J1Pooled Investment Fund$26M
Feb 2026AQR Flex 1 Series LLC - Series J2Pooled Investment Fund$52M
Feb 2026Vg 2.0 L.P.Pooled Investment Fund-
Feb 2026AlphaKeys WorldQuant Millennium Systematic Alpha Broad US Equity Return Fund, L.P.Pooled Investment Fund-
Jan 2026AlphaKeys Francisco Partners VIII & Agility IV, L.P.Pooled Investment Fund-
Jan 2026EQT Infrastructure Co LLCAgents: UBS Financial Services Inc.Other-
Jan 2026Kantor Private Opportunities X LPPooled Investment Fund$70M
Dec 2025Greenbriar Equity Fund VII, L.P.Pooled Investment Fund-
Dec 2025Lincoln Life Flexible Premium Variable Life Account ZAgents: David Sears, Jeremy Yanasak, L. Marc ShegoskiInsurance$2.7B
Dec 2025Blue Owl Asset Special Opportunities Fund (Cayman) IX LPPooled Investment Fund$658M
Dec 2025HNW PPVA Series Account - 1Agents: UBSInsurance$2.1B
Dec 2025HNW PPVUL Series Account - 1Agents: UBS Financial ServicesInsurance$679M
Dec 2025ZALICONY HNW PPVA Series Account - 1Agents: UBSInsurance$268M
Oct 2025Kantor Private Opportunities IX LPPooled Investment Fund$16M
Oct 2025AlphaKeys K6 Private Investors, L.P.Pooled Investment Fund$79M
Sept 2025OrbiMed Private Investments X, LPPooled Investment Fund-
Sept 2025OrbiMed Asia Partners VI, L.P.Pooled Investment Fund-
Sept 2025Coatue Innovative Strategies Fund iCapital Offshore Access Fund SPCPooled Investment Fund-
Sept 2025AlphaKeys Greenbriar Equity Fund VII, L.P.Pooled Investment Fund-
Sept 2025AlphaKeys Millennium Fund IV, L.P.Pooled Investment Fund$178M
Sept 2025AlphaKeys Millennium Fund II (Offshore), L.P.Pooled Investment Fund$107M
Aug 2025Blackstone Real Estate Income Trust, Inc.Agents: UBS Financial Services Inc.REITS and Finance-
Aug 2025Pretium Real Estate Debt Fund B, LPPooled Investment Fund-
Aug 2025Pretium Real Estate Debt Fund, LPPooled Investment Fund-
Aug 2025Brookfield Strategic Real Estate Partners V-C (U) L.P.Pooled Investment Fund$2.8M
Aug 2025Brookfield Strategic Real Estate Partners V-A (U) L.P.Pooled Investment Fund$8.4M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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