Fundraisers / Morgan Stanley Smith Barney, LLC
FundraiserRegistered broker-dealer
Morgan Stanley Smith Barney, LLC
FINRA 149777 · placing rounds since Jan 2016
21company rounds placed
7in the last two years, last Mar 2026
$44.1Bsold in the rounds they placed
4.1%typical commission; the median firm takes 4.9%
Named on 482 Form D filings as paid to sell the offering: 21 for operating companies, 458 for funds, 3 for real estate. 6 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q2123Q4124Q4225Q2225Q3425Q4326Q1
What they place
- Insurance81%
- Other11%
- Other Technology6%
- Computers3%
How big the rounds are
- Under $1M4
- $1M to $5M1
- $5M to $20M0
- $20M to $100M4
- $100M+22
Where the companies are
IN11NY5OH5IL4MO3CA2FL1WA1
Rounds they placed
FiledIssuerIndustrySold
Mar 2026New York Life Insurance & Annuity CorpAgents: Morgan Stanley Insurance Services, Inc.Insurance$3.0B
Mar 2026New York Life Insurance & Annuity CorpAgents: Morgan Stanley Ins ServicesInsurance$1.8B
Jan 2026Fluidstack LtdAgents: Morgan Stanley & Co. LLCOther Technology$450M
Dec 2025Lincoln Life Flexible Premium Variable Life Account ZAgents: Amir Martin, Andrew Wilshinsky, Brian J. BurnsInsurance$2.7B
Dec 2025HNW PPVUL Series Account - 1Agents: Morgan StanleyInsurance$679M
Dec 2025ZALICONY HNW PPVA Series Account - 1Agents: Morgan StanleyInsurance$268M
Dec 2025HNW PPVA Series Account - 1Agents: Morgan StanleyInsurance$2.1B
Aug 2025ISQ Open Infrastructure Co LLCAgents: Morgan Stanley Smith Barney LLCOther-
Jul 2025Centific Global Solutions, Inc.Agents: Morgan Stanley Asia LimitedOther Technology$60M
May 2025PsiQuantum, Corp.Computers$22M
May 2025Hockey Parent Holdings, L.P.Agents: Morgan Stanley Smith Barney LLCOther-
Dec 2024Lincoln Life Flexible Premium Variable Life Account ZAgents: Andrew Wilshinsky, Brian J. Burns, Joseph NotarfrancescoInsurance$2.6B
Dec 2023Lincoln Life Flexible Premium Variable Life Account ZAgents: Andrew Wilshinsky, Brian J. Burns, Joseph NotarfrancescoInsurance$2.4B
May 2023KKR Infrastructure Conglomerate LLCAgents: Morgan Stanley Smith Barney LLCOther-
Dec 2022Lincoln Life Flexible Premium Variable Life Account ZAgents: Andrew Wilshinsky, Brian J. Burns, Joseph NotarfrancescoInsurance$2.0B
Dec 2021Lincoln Life Flexible Premium Variable Life Account ZAgents: Andrew Wilshinsky, Brian J. Burns, Joseph NotarfrancescoInsurance$1.7B
Dec 2020Lincoln Life Flexible Premium Variable Life Account ZAgents: Andrew Wilshinsky, Brian J. Burns, Joseph NotarfrancescoInsurance$2.3B
Dec 2019Lincoln Life Flexible Premium Variable Life Account ZAgents: Brian J. Burns, Michael D. MarchianoInsurance$1.8B
Dec 2018Lincoln Life Flexible Premium Variable Life Account ZAgents: Brian J. Burns, Michael D. MarchianoInsurance$1.5B
Dec 2017Lincoln Life Flexible Premium Variable Life Account ZAgents: Brian J. Burns, Michael D. MarchianoInsurance$1.1B
Dec 2017GENERAL AMERICAN LIFE INSURANCE CoAgents: VariousInsurance$413M
Mar 2017Nationwide Private Placement Variable Account - EAgents: Andrew WilshinskyInsurance$4.0M
Jan 2017Legacy Capital III, L.P.Agents: Morgan StanleyOther$105M
Dec 2016Lincoln Life Flexible Premium Variable Life Account ZAgents: Brian J. Burns, Michael D. MarchianoInsurance$783M
Oct 2016GENERAL AMERICAN LIFE INSURANCE CoAgents: VariousInsurance$364M
Sept 2016Nationwide Private Placement Variable AccountAgents: Mark MorganInsurance$175k
Jul 2016Harrington Reinsurance Holdings LtdInsurance$552M
Dec 2015Lincoln Life Flexible Premium Variable Life Account ZAgents: Brian J. Burns, Michael D. MarchianoInsurance$431M
Nov 2015GENERAL AMERICAN LIFE INSURANCE CoAgents: Myrteel M. WardInsurance$363M
Aug 2015Nationwide Private Placement Variable AccountAgents: Douglas Woolley, Steve CwienkalaInsurance$20k
Aug 2015Nationwide Private Placement Variable AccountAgents: Douglas Woolley, Steve CwienkalaInsurance$3k
Mar 2015ABR Reinsurance Capital Holdings Ltd.Insurance-
Mar 2015ABR Reinsurance Capital Holdings Ltd.Insurance-
Jul 2014ZALICONY HNW PPVA Series Account - 1Agents: Deborah MontapertoInsurance$20M
Jun 2014Nationwide Private Placement Variable AccountAgents: Douglas Woolley, Steven CwienkalaInsurance$18k
Apr 2014HNW PPVA Series Account - 1Agents: Edmund AgrestaInsurance$20M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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