Fundraisers / Scarsdale Equities LLC

FundraiserRegistered broker-dealer

Scarsdale Equities LLC

FINRA 134602 · placing rounds since Mar 2016

19company rounds placed
0in the last two years, last Sept 2020
$49Msold in the rounds they placed
5.8%typical commission; the median firm takes 4.9%

Named on 19 Form D filings as paid to sell the offering: 19 for operating companies. 1 registered agent named.

How big the rounds are

  1. Under $1M13
  2. $1M to $5M17
  3. $5M to $20M4
  4. $20M to $100M0
  5. $100M+0

Where the companies are

FL8MN4CA1GA1TX1
FiledIssuerIndustrySold
Sept 2020Minera Alamos Inc.Other$1.3M
Sept 2020Minera Alamos Inc.Other$2.9M
Aug 2020Erdene Resource Development CorpOther$316k
Jan 2020Mundoro Capital IncOther$66k
Jan 2020Mundoro Capital IncOther$851k
Dec 2019Lion One Metals Ltd.Agents: SCARSDALE EQUITIES LLCOther$2.0M
Oct 2019Otis Gold Corp.Other$410k
Aug 2018NuLegacy Gold CorpAgents: Scarsdale Equities LLCOther$419k
Oct 2017Ctd Holdings IncBiotechnology$1.5M
Jul 2017Minera Alamos Inc.Other$1.9M
Mar 2017Ctd Holdings IncBiotechnology$2.0M
Dec 2016Otis Gold Corp.Other$311k
Nov 2016Select Sands Corp.Other$8.4M
Sept 2016Lion One Metals Ltd.Agents: SCARSDALE EQUITIES LLCOther$19M
Aug 2016Otis Gold Corp.Other$391k
Jun 2016Cachet Financial Solutions, Inc.Agents: SCARSDALE EQUITIES LLCOther Technology$2.6M
Jun 2016Ctd Holdings IncBiotechnology$2.0M
May 2016Alexco Resource CorpOther$2.8M
Mar 2016Cachet Financial Solutions, Inc.Agents: Scarsdale Equities LLCOther Technology$500k
Oct 2015Blue Calypso, Inc.Other Technology$2.1M
Aug 2015Ctd Holdings IncBiotechnology$650k
Jul 2015Ctd Holdings IncBiotechnology$1.3M
Jul 2015MARATHON GOLD CorpOther$772k
Jun 2015Cachet Financial Solutions, Inc.Agents: Scarsdale Equities LLCOther Technology$4.4M
May 2015Zazu Metals CorpOther$950k
Feb 2015Cachet Financial Solutions, Inc.Agents: Scarsdale Equities LLCOther Technology$2.4M
Aug 2014Lakewood-Amedex, Inc.Agents: Scarsdale Equities LLCBiotechnology$5.5M
Jul 2014Ctd Holdings IncBiotechnology$1.7M
Jul 2014Rainmaker Systems IncAgents: Scarsdale Equities, LLCOther Technology$2.6M
May 2014American Vanadium Corp.Other$192k
Apr 2014Ctd Holdings IncBiotechnology$1.0M
Feb 2014ZENOVIA DIGITAL EXCHANGE CorpOther Technology$6.0M
Jan 2014Wellgreen Platinum Ltd.Other$1.4M
Mar 2012Majescor Resources IncOther$248k

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

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