Fundraisers / Northland Securities, Inc.
FundraiserRegistered broker-dealer
Northland Securities, Inc.
FINRA 40258 · placing rounds since Jan 2016
23company rounds placed
1in the last two years, last Aug 2025
$202Msold in the rounds they placed
7.5%typical commission; the median firm takes 4.9%
Named on 31 Form D filings as paid to sell the offering: 23 for operating companies, 4 for funds, 4 for real estate. 4 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
125Q3
What they place
- Other Technology53%
- Other Energy18%
- Biotechnology8%
- Other5%
- Oil and Gas5%
- Other Health Care5%
- Business Services5%
How big the rounds are
- Under $1M8
- $1M to $5M19
- $5M to $20M8
- $20M to $100M4
- $100M+0
Where the companies are
MN18CA5FL4GA3TX2AZ2WI1CT1
Rounds they placed
FiledIssuerIndustrySold
Aug 2025FiscalNote Holdings, Inc.Other Technology$19M
Oct 2022Duos Technologies Group, Inc.Other Technology$3.5M
May 2022American Virtual Cloud Technologies, Inc.Other Technology$10M
Apr 2022Pineapple Holdings, Inc.Other Energy$32M
Dec 2021American Virtual Cloud Technologies, Inc.Other Technology$25M
Dec 2021American Virtual Cloud Technologies, Inc.Other Technology$5.0M
Sept 2020Compute North LLCAgents: Northland Securities, Inc.Other Technology$400k
Nov 2019Venus Concept Inc.Other Health Care$51M
May 2019ClickSWITCH Holdings Inc.Other$13M
Sept 2018Imageware Systems IncOther Technology$8.9M
Aug 2018EVO Transportation & Energy Services, Inc.Agents: Northland Securities, Inc.Other Energy$3.0M
Aug 2018ClickSWITCH Holdings Inc.Other$3.5M
Mar 2018Orangehook, Inc.Agents: Northland Securities, Inc.Other Technology$11M
Aug 2017Monaker Group, Inc.Agents: NORTHLAND SECURITIES, INC.Tourism and Travel Services$3.1M
Jun 2017Minn Shares IncAgents: Northland Securities, Inc.Other Energy$310k
Jan 2017Sunshine Heart, Inc.Biotechnology$200k
Jan 2017Orangehook, Inc.Agents: Northland Securities, Inc.Other Technology$550k
Jan 2017Clover Fast Food, Inc.Agents: Anthony James Hondlik, N/A Broker/Deal onlyRestaurants$2.0M
Nov 2016Sunshine Heart, Inc.Biotechnology$3.6M
Aug 2016Sunshine Heart, Inc.Biotechnology$3.5M
Apr 2016North Dakota LNG, LLCAgents: Northland Securities, Inc.Oil and Gas-
Jan 2016OrangeHook, Inc.Agents: Northland Securities, Inc.Other Technology$188k
Jan 2016Ener-Core, Inc.Other Energy$2.5M
Nov 2015Lou Nanne'S Edina, LLCRestaurants$2.8M
Sept 2015Juhl Renewable Assets, Inc.Other Energy$283k
Aug 2015Nxt-ID, Inc.Other Technology-
Aug 2015ViewRay, Inc.Agents: Northland Securities, Inc.Other Technology$27M
Jun 2015Cyber adAPT, Inc.Other Technology$3.5M
Jun 2015Akoustis Technologies, Inc.Other Technology$5.3M
May 2015ZaZa Energy CorpAgents: PHIL RIGGIOBusiness Services$2.5M
May 2015OrangeHook, Inc.Agents: Northland Securities, Inc.Other Technology$500k
Apr 2015OrangeHook, Inc.Agents: Northland Securities, Inc.Other Technology$3.0M
Mar 2015EnerJex Resources, Inc.Oil and Gas$5.4M
Feb 2015Cachet Financial Solutions, Inc.Agents: Northland Securities, Inc.Other Technology$2.4M
Feb 2015Align, LLCOther Health Care$2.0M
Feb 2015Iveda Solutions, Inc.Business Services$2.6M
Oct 2014Magnegas CorpOther Energy$940k
Oct 2014Cachet Financial Solutions, Inc.Agents: Northland Securities, Inc.Other Technology$1.8M
Aug 2014SecureAuth CorpAgents: Northland Securities, Inc.Other Technology$1.0M
Aug 2014SecureAuth CorpAgents: Northland Securities, Inc.Other Technology$4.0M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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