Fundraisers / Capital Guardian, LLC
FundraiserRegistered broker-dealer
Capital Guardian, LLC
FINRA 137919 · placing rounds since Sept 2016
1company rounds placed
0in the last two years, last Sept 2016
-sold in the rounds they placed
-typical commission; the median firm takes 4.9%
Named on 1 Form D filing as paid to sell the offering: 1 for operating companies.
How big the rounds are
- Under $1M0
- $1M to $5M0
- $5M to $20M2
- $20M to $100M0
- $100M+0
Where the companies are
PA3FL2
Rounds they placed
FiledIssuerIndustrySold
Sept 2016Atlas Eagle Ford 2016 L.P.Oil and Gas-
Jun 2015Atlas Eagle Ford 2015 L.P.Oil and Gas-
Aug 2014Lakewood-Amedex, Inc.Agents: Glenn C. WalthallBiotechnology$5.5M
May 2014Atlas Resources Series 34-2014 L.P.Oil and Gas-
Jan 2012Service Finance Funding V, LLCAgents: Andrew S DlinnOther Banking and Financial Services$6.8M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
No one has said so yet.
Worked with them? Say so
A badge for their site
It shows their latest standing in the quarterly rankings and links back here.
Is this Capital Guardian, LLC?
Claim the page to describe your work in your own words. Free.