Fundraisers / Rockefeller Financial LLC
FundraiserRegistered broker-dealer
Rockefeller Financial LLC
FINRA 291361 · placing rounds since Mar 2019
2company rounds placed
1in the last two years, last Dec 2025
$2.1Bsold in the rounds they placed
0.6%typical commission; the median firm takes 4.9%
Named on 89 Form D filings as paid to sell the offering: 2 for operating companies, 82 for funds, 5 for real estate. 5 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q2225Q4
What they place
- Insurance67%
- Other33%
How big the rounds are
- Under $1M0
- $1M to $5M0
- $5M to $20M0
- $20M to $100M0
- $100M+2
Where the companies are
NY2IL1
Rounds they placed
FiledIssuerIndustrySold
Mar 2026Titan PrismRe LPAgents: Rockefeller Financial LLCPooled Investment Fund-
Mar 2026Titan Ag LPAgents: Rockefeller Financial LLCPooled Investment Fund-
Mar 2026iCapital-Lexington Continuation Vehicle Investors Access Fund, L.P.Pooled Investment Fund-
Mar 2026Warburg Pincus Global Growth 15 iCapital Access Fund, L.P.Pooled Investment Fund-
Feb 2026Titan Mari LPAgents: Rockefeller Financial LLCPooled Investment Fund-
Feb 2026iCapital - RRK VII (USTE), L.P.Pooled Investment Fund-
Feb 2026iCapital - RRK VII, L.P.Pooled Investment Fund-
Dec 2025iCapital - MSD Hospitality Partners, L.P.Pooled Investment Fund-
Dec 2025ZALICONY HNW PPVA Series Account - 1Agents: Rockefeller Capital Management InsuranceInsurance$268M
Dec 2025HNW PPVA Series Account - 1Agents: Rockefeller Capital ManagementInsurance$2.1B
Nov 2025Gotham Triple Exchange Fund LPPooled Investment Fund$163M
Oct 2025Cohen & Steers Income Opportunities REIT, Inc.Agents: Rockefeller Financial LLCREITS and Finance-
Sept 2025Viking Global Opportunities Vintage IV (Offshore) LPPooled Investment Fund-
Sept 2025Viking Global Opportunities Vintage IV (Onshore) LPPooled Investment Fund-
Sept 2025iCapital - RCG Ventures Fund VIII RCM Access Fund, L.P.Pooled Investment Fund-
Sept 2025Rockefeller Private Equity Select Opportunities Fund I-A LPPooled Investment Fund-
Sept 2025JLLX Glendale Distribution Center, DSTAgents: John William SheehanOther Real Estate$5.5M
Sept 2025Rockefeller Private Equity Select Opportunities Fund I-B LPPooled Investment Fund-
Sept 2025iCapital - Domain Entertainment II RCM Access Fund, L.P.Pooled Investment Fund-
Aug 2025iCapital - VK Global Opportunities Vintage IV Access Fund, L.P.Pooled Investment Fund-
Aug 2025iCapital - CL Titan Aviation Opportunities (USTE) Access Fund, L.P.Pooled Investment Fund-
Jul 2025iCapital - CL Titan Aviation Opportunities Access Fund, L.P.Pooled Investment Fund-
Jun 2025Titan Tech Pioneers LPAgents: Rockefeller Financial LLCPooled Investment Fund-
Apr 2025iCapital-Avenue Sports Opportunities RCM Access Fund, L.P.Pooled Investment Fund-
Mar 2025JLLX Diversified 9, DSTAgents: John C. RapportOther Real Estate$6.0M
Mar 2025iCapital-Milestone Real Estate Investors VI RCM Access Fund, L.P.Pooled Investment Fund-
Mar 2025iCapital-Milestone Real Estate Investors VI RCM (USTE) Access Fund, L.P.Pooled Investment Fund-
Dec 2024iCapital - Millennium Drawdown Fund II, L.P.Pooled Investment Fund$237M
Dec 2024iCapital - Millennium Drawdown Fund II, Ltd.Pooled Investment Fund$83M
Dec 2024JLLX Diversified VIII, DSTAgents: Samuel Taylor Barden, Zachary T. GebbenOther Real Estate$14M
Dec 2024Hawk Ridge Partners II, L.P.Pooled Investment Fund$2.1B
Dec 2024Hawk Ridge Partners Offshore Ltd.Pooled Investment Fund$1.1B
Nov 2024ICG SE V Titan Co-Investment Access Fund LPAgents: Rockefeller Financial LLCPooled Investment Fund-
Oct 2024Titan Ag LPAgents: Rockefeller Financial LLCPooled Investment Fund$2.2M
Aug 2024iCapital - EnCap Energy Capital XII Access Fund, L.P.Pooled Investment Fund-
Jul 2024Kohlberg Access - Kohlberg Investors X, L.P.Pooled Investment Fund-
Jul 2024Kohlberg Access - Kohlberg TE Investors X, L.P.Pooled Investment Fund-
May 2024Titan Protein LPAgents: Rockefeller Financial LLCPooled Investment Fund$3.8M
May 2024Titan Thera LPAgents: Rockefeller Financial LLCPooled Investment Fund$26M
May 2024Titan Space Fund LPAgents: Rockefeller Financial LLCPooled Investment Fund$23M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
No one has said so yet.
Worked with them? Say so
A badge for their site
It shows their latest standing in the quarterly rankings and links back here.
Is this Rockefeller Financial LLC?
Claim the page to describe your work in your own words. Free.