Fundraisers / Rockefeller Financial LLC
FundraiserRegistered broker-dealer
Rockefeller Financial LLC
FINRA 291361 · placing rounds since Mar 2019
2company rounds placed
1in the last two years, last Dec 2025
$2.1Bsold in the rounds they placed
0.6%typical commission; the median firm takes 4.9%
Named on 89 Form D filings as paid to sell the offering: 2 for operating companies, 82 for funds, 5 for real estate. 5 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q2225Q4
What they place
- Insurance67%
- Other33%
How big the rounds are
- Under $1M0
- $1M to $5M0
- $5M to $20M0
- $20M to $100M0
- $100M+2
Where the companies are
NY2IL1
Rounds they placed
FiledIssuerIndustrySold
Dec 2025HNW PPVA Series Account - 1Agents: Rockefeller Capital ManagementInsurance$2.1B
Dec 2025ZALICONY HNW PPVA Series Account - 1Agents: Rockefeller Capital Management InsuranceInsurance$268M
May 2023KKR Infrastructure Conglomerate LLCAgents: Rockefeller Financial LLCOther-
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
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