Fundraisers / Purshe Kaplan Investments
FundraiserRegistered broker-dealer
Purshe Kaplan Investments
FINRA 35747 · placing rounds since May 2016
11company rounds placed
1in the last two years, last Dec 2025
$16.3Bsold in the rounds they placed
6.9%typical commission; the median firm takes 4.9%
Named on 24 Form D filings as paid to sell the offering: 11 for operating companies, 1 for funds, 12 for real estate. 8 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
125Q4
What they place
- Insurance62%
- Other23%
- Oil and Gas15%
How big the rounds are
- Under $1M2
- $1M to $5M0
- $5M to $20M0
- $20M to $100M0
- $100M+8
Where the companies are
IN7NJ3PA2IL1
Rounds they placed
FiledIssuerIndustrySold
Dec 2025HNW PPVA Series Account - 1Agents: Purshe Kaplan InvestmentsInsurance$2.1B
May 2022Huntsville SFR DSTOther Real Estate$8.3M
Dec 2021Lincoln Life Flexible Premium Variable Life Account ZAgents: Peter T. ScottInsurance$1.7B
Nov 2021CX Highland, DSTAgents: Jordan Colman, Kurt VolkerOther Real Estate$3.1M
Sept 2021CF Glenmuir Multifamily DSTOther Real Estate$68M
Jul 2021Northeast Multifamily DSTOther Real Estate$4.7M
Jul 2021BR Lake Linganore, DSTResidential$7.5M
May 2021BR Greylyn Portfolio, DSTResidential$4.9M
Apr 2021Spring Hills Holdings II, LLCOther-
Dec 2020Lincoln Life Flexible Premium Variable Life Account ZAgents: Peter T. ScottInsurance$2.3B
May 2020Sovereign Distressed RE Fund III, LLCCommercial-
Apr 2020Greeley Flats, DstAgents: STEVEN CARMANDALIANCommercial$11M
Dec 2019Lincoln Life Flexible Premium Variable Life Account ZAgents: Kevin J. Broderick, Peter T. ScottInsurance$1.8B
Nov 2019Palms @ Morada DSTOther Real Estate$15M
Sept 2019Spring Hills Holdings, LLCOther$150k
Jul 2019Sovereign Fund II, LLCCommercial-
Mar 2019Np Skyloft, DstAgents: David Reeder ThatcherOther Real Estate$8.8M
Dec 2018Lincoln Life Flexible Premium Variable Life Account ZAgents: Kevin J. Broderick, Peter T. ScottInsurance$1.5B
Dec 2017Lincoln Life Flexible Premium Variable Life Account ZAgents: Kevin J. Broderick, Peter T. ScottInsurance$1.1B
Oct 2017Spring Hills Holdings, LLCOther$300k
Dec 2016Lincoln Life Flexible Premium Variable Life Account ZAgents: Kevin J. Broderick, Peter T. ScottInsurance$783M
Sept 2016Atlas Eagle Ford 2016 L.P.Oil and Gas-
Jun 2016Audax Senior Loan Fund III (Offshore), L.P.Agents: Summit Trail Advisors, LLCPooled Investment Fund-
May 2016Griffin Capital Essential Asset Operating Partnership, L.P.Agents: Chris VerbeckREITS and Finance$14M
Dec 2015Lincoln Life Flexible Premium Variable Life Account ZAgents: Kevin J. Broderick, Peter T. ScottInsurance$431M
Oct 2015Healthcare Portfolio DSTAgents: Mark T. MaundOther Real Estate$18M
Oct 2015Retail Portfolio II DSTAgents: Mark T. MaundOther Real Estate$2.4M
Aug 2015Family Discount Portfolio II DSTAgents: Mark T. MaundOther Real Estate$8.0M
Jan 2015Colorado Multifamily Portfolio DSTAgents: Mark T. MaundOther Real Estate$3.3M
May 2014Atlas Resources Series 34-2014 L.P.Oil and Gas-
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
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