Fundraisers / Purshe Kaplan Investments

FundraiserRegistered broker-dealer

Purshe Kaplan Investments

FINRA 35747 · placing rounds since May 2016

11company rounds placed
1in the last two years, last Dec 2025
$16.3Bsold in the rounds they placed
6.9%typical commission; the median firm takes 4.9%

Named on 24 Form D filings as paid to sell the offering: 11 for operating companies, 1 for funds, 12 for real estate. 8 registered agents named.

Quarter by quarter

Company rounds they placed in each quarter, from the filings.

125Q4

What they place

13rounds
  • Insurance62%
  • Other23%
  • Oil and Gas15%

How big the rounds are

  1. Under $1M2
  2. $1M to $5M0
  3. $5M to $20M0
  4. $20M to $100M0
  5. $100M+8

Where the companies are

IN7NJ3PA2IL1

Rounds they placed

Company roundsEverything, funds and real estate too

FiledIssuerIndustrySold
Dec 2025HNW PPVA Series Account - 1Agents: Purshe Kaplan InvestmentsInsurance$2.1B
Dec 2021Lincoln Life Flexible Premium Variable Life Account ZAgents: Peter T. ScottInsurance$1.7B
Apr 2021Spring Hills Holdings II, LLCOther-
Dec 2020Lincoln Life Flexible Premium Variable Life Account ZAgents: Peter T. ScottInsurance$2.3B
Dec 2019Lincoln Life Flexible Premium Variable Life Account ZAgents: Kevin J. Broderick, Peter T. ScottInsurance$1.8B
Sept 2019Spring Hills Holdings, LLCOther$150k
Dec 2018Lincoln Life Flexible Premium Variable Life Account ZAgents: Kevin J. Broderick, Peter T. ScottInsurance$1.5B
Dec 2017Lincoln Life Flexible Premium Variable Life Account ZAgents: Kevin J. Broderick, Peter T. ScottInsurance$1.1B
Oct 2017Spring Hills Holdings, LLCOther$300k
Dec 2016Lincoln Life Flexible Premium Variable Life Account ZAgents: Kevin J. Broderick, Peter T. ScottInsurance$783M
Sept 2016Atlas Eagle Ford 2016 L.P.Oil and Gas-
Dec 2015Lincoln Life Flexible Premium Variable Life Account ZAgents: Kevin J. Broderick, Peter T. ScottInsurance$431M
May 2014Atlas Resources Series 34-2014 L.P.Oil and Gas-

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

Lion Street Financial10 rounds togetherM Holdings Securities Inc.10 rounds togetherKestra Investment Services LLC10 rounds togetherLPL Financial LLC9 rounds togetherAXA Advisors, LLC8 rounds togetherMorgan Stanley8 rounds together

Founders who worked with them

No one has said so yet.

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Marked verified when your company is one of the rounds they placed.

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