Fundraisers / OSAIC Wealth, Inc.
FundraiserRegistered broker-dealer
OSAIC Wealth, Inc.
FINRA 23131 · placing rounds since Sept 2016
4company rounds placed
3in the last two years, last Mar 2026
$3.7Bsold in the rounds they placed
1.5%typical commission; the median firm takes 4.9%
Named on 8 Form D filings as paid to sell the offering: 4 for operating companies, 4 for real estate. 2 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
326Q1
What they place
- Oil and Gas57%
- Insurance43%
How big the rounds are
- Under $1M2
- $1M to $5M0
- $5M to $20M0
- $20M to $100M0
- $100M+3
Where the companies are
NY5PA2
Rounds they placed
FiledIssuerIndustrySold
Mar 2026New York Life Insurance & Annuity CorpAgents: OSAIC Wealth, Inc.Insurance$3.0B
Mar 2026New York Life Insurance & Annuity CorpAgents: Royal Alliance AssociatesInsurance$505M
Mar 2026New York Life Insurance & Annuity CorpAgents: Royal Alliance AssociatesInsurance$136M
Apr 2024Epoch Student Housing DSTOther Real Estate$9.0M
Feb 2020Fayetteville Student Housing DSTOther Real Estate$17M
Jan 2020Zero Coupon Chicagoland Office DSTOther Real Estate$55M
Dec 2017Colorado Springs Multifamily DSTAgents: Dennis BriscoeOther Real Estate$15M
Sept 2016Atlas Eagle Ford 2016 L.P.Oil and Gas-
Dec 2015Genesis Drilling Program IX LPAgents: Thomas PovinelliOil and Gas$100k
Dec 2015Genesis Drilling Program IX LPAgents: Amanda DunlapOil and Gas$25k
Jun 2015Chicagoland Medical Portfolio II DSTAgents: Jae E. Waters, Tony R. PriceOther Real Estate$10M
May 2014Atlas Resources Series 34-2014 L.P.Oil and Gas-
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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