Fundraisers / Griffin Financial Group
FundraiserRegistered broker-dealer
Griffin Financial Group
FINRA 119004 · placing rounds since Jan 2016
3company rounds placed
1in the last two years, last Dec 2025
$121Msold in the rounds they placed
4.4%typical commission; the median firm takes 4.9%
Named on 13 Form D filings as paid to sell the offering: 3 for operating companies, 1 for funds, 9 for real estate. 2 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
124Q3125Q4
What they place
- Insurance50%
- Other Banking and Financial Services25%
- Restaurants25%
How big the rounds are
- Under $1M0
- $1M to $5M1
- $5M to $20M1
- $20M to $100M0
- $100M+1
Where the companies are
IL1MI1NY1PA1
Rounds they placed
FiledIssuerIndustrySold
Dec 2025Wolverine Insurance CoAgents: Jeffrey Peter WaldronInsurance$7.0M
Aug 2024Twenty plus One Beverage Group LLCRestaurants-
Apr 2022Ledyard Financial Group IncCommercial Banking$18M
Aug 2021Ameriserv Financial Inc /Pa/Commercial Banking$27M
Jun 2021Northumberland BancorpCommercial Banking$10M
May 2021Western New England Bancorp, Inc.Commercial Banking$20M
Apr 2021Guaranty Bancorp, Inc.Commercial Banking$13M
Nov 2020Mascoma Mutual Financial Services CorpCommercial Banking$25M
Aug 2019Vericity, Inc.Insurance$114M
Oct 2016Cnb Financial Corp/PaCommercial Banking$50M
Aug 2016Hamilton Bancorp, Inc.Agents: Griffin Financial Group LLCCommercial Banking$1.0M
Apr 2016DFW Capital Partners V, L.P.Pooled Investment Fund$360M
Jan 2016Mascoma Mutual Financial Services CorpCommercial Banking$15M
Dec 2015Mid Penn Bancorp IncCommercial Banking$7.5M
Aug 2015Guaranty Bancorp, Inc.Commercial Banking$5.0M
Mar 2015Howard Bancorp IncCommercial Banking$25M
Mar 2015Tip-1 LLCOther Banking and Financial Services$1.0M
Nov 2014Resilience Fund Iv-A, L.P.Pooled Investment Fund$285M
Nov 2014Resilience Fund Iv, L.P.Pooled Investment Fund$285M
Oct 2014New Hampshire Thrift Bancshares IncCommercial Banking$17M
Jul 2014Centric Financial CorpCommercial Banking-
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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