Fundraisers / Griffin Financial Group
FundraiserRegistered broker-dealer
Griffin Financial Group
FINRA 119004 · placing rounds since Jan 2016
3company rounds placed
1in the last two years, last Dec 2025
$121Msold in the rounds they placed
4.4%typical commission; the median firm takes 4.9%
Named on 13 Form D filings as paid to sell the offering: 3 for operating companies, 1 for funds, 9 for real estate. 2 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
124Q3125Q4
What they place
- Insurance50%
- Other Banking and Financial Services25%
- Restaurants25%
How big the rounds are
- Under $1M0
- $1M to $5M1
- $5M to $20M1
- $20M to $100M0
- $100M+1
Where the companies are
IL1MI1NY1PA1
Rounds they placed
FiledIssuerIndustrySold
Dec 2025Wolverine Insurance CoAgents: Jeffrey Peter WaldronInsurance$7.0M
Aug 2024Twenty plus One Beverage Group LLCRestaurants-
Aug 2019Vericity, Inc.Insurance$114M
Mar 2015Tip-1 LLCOther Banking and Financial Services$1.0M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
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