Fundraisers / Ladenburg Thalman & Co. Inc.
FundraiserRegistered broker-dealer
Ladenburg Thalman & Co. Inc.
FINRA 000000505 · placing rounds since Nov 2024
1company rounds placed
1in the last two years, last Nov 2024
$7.5Msold in the rounds they placed
6.9%typical commission; the median firm takes 4.9%
Named on 1 Form D filing as paid to sell the offering: 1 for operating companies.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
124Q2124Q4125Q2225Q3225Q4
What they place
- Other Technology43%
- Biotechnology29%
- Other Health Care29%
How big the rounds are
- Under $1M0
- $1M to $5M3
- $5M to $20M3
- $20M to $100M1
- $100M+0
Where the companies are
CA3MA2FL1NY1
Rounds they placed
FiledIssuerIndustrySold
Oct 2025Akari Therapeutics PlcOther Health Care$6.3M
Oct 2025Kopin CorpOther Technology$41M
Sept 2025Peraso Inc.Other Technology$1.3M
Aug 2025Intelligent Bio Solutions Inc.Other Health Care$3.8M
May 2025MetaVia Inc.Biotechnology$10M
Nov 2024Peraso Inc.Other Technology$7.5M
May 2024Palisade Bio, Inc.Biotechnology$4.0M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
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