Fundraisers / Charles Schwab & Co Inc
FundraiserRegistered broker-dealer
Charles Schwab & Co Inc
FINRA 5393 · placing rounds since Jan 2017
1company rounds placed
0in the last two years, last May 2023
-sold in the rounds they placed
-typical commission; the median firm takes 4.9%
Named on 13 Form D filings as paid to sell the offering: 1 for operating companies, 12 for funds. 1 registered agent named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q2
What they place
- Other100%
How big the rounds are
- Under $1M0
- $1M to $5M0
- $5M to $20M0
- $20M to $100M0
- $100M+0
Where the companies are
NY1
Rounds they placed
FiledIssuerIndustrySold
May 2023KKR Infrastructure Conglomerate LLCAgents: Charles Schwab & Co., Inc.Other-
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
No one has said so yet.
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