Fundraisers / Stifel, Nicolaus & Company Incorporated
FundraiserRegistered broker-dealer
Stifel, Nicolaus & Company Incorporated
FINRA 793 · placing rounds since Feb 2016
70company rounds placed
15in the last two years, last Mar 2026
$4.4Bsold in the rounds they placed
5.8%typical commission; the median firm takes 4.9%
Named on 284 Form D filings as paid to sell the offering: 70 for operating companies, 212 for funds, 2 for real estate. 8 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
223Q2223Q3123Q4124Q1124Q3224Q4125Q1325Q3425Q4526Q1
What they place
- Other55%
- Biotechnology18%
- Other Health Care8%
- Pharmaceuticals7%
- Other Banking and Financial Services5%
- Other Technology4%
- Other Energy3%
How big the rounds are
- Under $1M10
- $1M to $5M15
- $5M to $20M13
- $20M to $100M32
- $100M+10
Where the companies are
MA8NY7CA6TX4CT3CO2IL2FL2
Rounds they placed
FiledIssuerIndustrySold
Mar 2026CVW Sustainable Royalties Inc.Other$7.5M
Mar 2026Karus Mining Inc.Other$2.2M
Mar 2026Immunic, Inc.Biotechnology$200M
Feb 2026IsoEnergy Ltd.Agents: Stifel Nicolaus Canada Inc.Other Energy$10M
Jan 2026Capitan Silver Corp.Other$2.3M
Dec 2025Sendero Resources Corp.Other$359k
Oct 2025Kopin CorpOther Technology$41M
Oct 2025Carter Federal Credit UnionOther Banking and Financial Services$4.5M
Oct 2025Minera Alamos Inc.Agents: Stifel Nicolaus Canada IncOther$46M
Aug 2025X4 Pharmaceuticals, IncBiotechnology$85M
Aug 2025Silver Mountain Resources, Inc.Other$2.3M
Jul 2025IsoEnergy Ltd.Agents: Stifel Nicolaus Canada Inc.Other Energy$2.5M
Jan 2025Ulys Holdings Inc.Other$7.7M
Dec 2024Wonder Mack LPAgents: Stifel, Nicolaus & Co, Inc.Other$72M
Dec 2024Lazydays Holdings, Inc.Retailing$40M
Aug 2024Integra Resources Corp.Agents: Stifel Nicolaus Canada Inc.Other$4.2M
Feb 2024SkyOne Federal Credit UnionOther Banking and Financial Services$2.8M
Dec 2023Spyre Therapeutics, Inc.Biotechnology$180M
Jul 2023Molecular Templates, Inc.Biotechnology$20M
Jul 2023Aeglea BioTherapeutics, Inc.Biotechnology$210M
Jun 2023Zyus Life Sciences Inc.Other Health Care$1.1M
Jun 2023X4 Pharmaceuticals, IncBiotechnology$65M
Feb 2023Vizsla Silver Corp.Other$17M
Nov 2022Binary Defense Systems, Inc.Agents: N/AOther$36M
Jul 2022X4 Pharmaceuticals, IncBiotechnology$56M
May 2022Monarch Mining Corporation \ QuebecOther$4.1M
Apr 2022Trevi Therapeutics, Inc.Biotechnology$55M
Jan 2022US Claims Litigation Funding, LLCAgents: Stifel, Nicolaus & CompanyOther Banking and Financial Services$50M
Dec 2021Tokens.com Inc.Other$862k
Dec 2021Truliant Federal Credit UnionAgents: N/AOther Banking and Financial Services$50M
Oct 2021Trevi Therapeutics, Inc.Biotechnology$12M
Aug 2021Xybion BC Finco Ltd.Other$33k
Jul 2021Property Solutions Acquisition Corp.Other$760M
May 2021Pasofino Gold LtdOther$195k
May 2021Solid Power Inc.Agents: Stifel, Nicolaus & Company, IncorporatedOther Technology$149M
May 2021Novo Resources Corp.Other$1.3M
Apr 2021Custom Truck One Source, Inc.Business Services$883M
Mar 2021Tokens.com Inc.Other$3.2M
Mar 2021Flow Water Inc.Other$159k
Mar 2021Voyager Space Holdings, Inc.Agents: Stifel, Nicolaus & CompanyOther$50M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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