Fundraisers / Ascensus Broker Dealer Services, LLC
FundraiserRegistered broker-dealer
Ascensus Broker Dealer Services, LLC
FINRA 36478 · placing rounds since Dec 2025
4company rounds placed
4in the last two years, last Mar 2026
$9.6Bsold in the rounds they placed
2.2%typical commission; the median firm takes 4.9%
Named on 4 Form D filings as paid to sell the offering: 4 for operating companies. 2 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
125Q4326Q1
What they place
- Insurance100%
How big the rounds are
- Under $1M0
- $1M to $5M0
- $5M to $20M0
- $20M to $100M0
- $100M+4
Where the companies are
NY3IN1
Rounds they placed
FiledIssuerIndustrySold
Mar 2026New York Life Insurance & Annuity CorpAgents: Ascensus Broker Dealer Services, LLCInsurance$1.8B
Mar 2026New York Life Insurance & Annuity CorpAgents: Ascensus Broker Dealer Services, LLCInsurance$2.0B
Mar 2026New York Life Insurance & Annuity CorpAgents: Ascensus Broker Dealer Services, LLCInsurance$3.0B
Dec 2025Lincoln Life Flexible Premium Variable Life Account ZAgents: LeeAnn SwiderInsurance$2.7B
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
No one has said so yet.
Worked with them? Say so
A badge for their site
It shows their latest standing in the quarterly rankings and links back here.
Is this Ascensus Broker Dealer Services, LLC?
Claim the page to describe your work in your own words. Free.