Fundraisers / WestPark Capital, Inc.
FundraiserRegistered broker-dealer
WestPark Capital, Inc.
FINRA 39914 · placing rounds since Feb 2016
43company rounds placed
4in the last two years, last Nov 2025
$117Msold in the rounds they placed
8.8%typical commission; the median firm takes 4.9%
Named on 76 Form D filings as paid to sell the offering: 43 for operating companies, 1 for funds, 32 for real estate. 8 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
123Q4125Q1125Q2125Q3125Q4
What they place
- Other Technology35%
- Biotechnology21%
- Other19%
- Other Health Care8%
- Pharmaceuticals6%
- Oil and Gas6%
- Other Energy6%
How big the rounds are
- Under $1M23
- $1M to $5M17
- $5M to $20M6
- $20M to $100M2
- $100M+0
Where the companies are
CA17NY13KS5CO4FL4IL3AZ3NJ2
Rounds they placed
FiledIssuerIndustrySold
Nov 2025Shuttle Pharmaceuticals Holdings, Inc.Pharmaceuticals$2.5M
Aug 2025iSpecimen Inc.Other$1.8M
Jun 2025Shuttle Pharmaceuticals Holdings, Inc.Agents: WestPark Capital, Inc.Pharmaceuticals$4.3M
Mar 2025Wildcard Stat Trade Inc.Other$203k
Dec 2023Smart Nora Inc.Other Technology$250k
Feb 2023EBET, Inc.Other$6.5M
Dec 2022Brag House Holdings, Inc.Other Technology$1.7M
Oct 2022AmeriCrew Inc.Telecommunications$245k
Oct 2021PhoneBrasil International IncTelecommunications$625k
Dec 2020Trutankless, Inc.Manufacturing$100k
Jun 2020Trutankless, Inc.Manufacturing$155k
May 2020GS Mining Co LLCOther Technology$20M
May 20209 Meters Biopharma, Inc.Agents: Westpark Capital, Inc.Pharmaceuticals$23M
Dec 2019Caprock Minerals, LLCOil and Gas$10M
Aug 2019SRAX, Inc.Other Technology$5.5M
Apr 2019Veritas Farms, Inc.Agriculture$650k
Mar 2019Pure Harvest Cannabis Group, Inc.Other$30k
Dec 2018Greenfield Farms LLCOther$805k
Nov 2018Nyiax, Inc.Other$1.2M
Jun 2018SanSal Wellness Holdings, Inc.Agents: WestPark Capital, Inc.Agriculture$600k
May 2018Arrogene, IncBiotechnology$525k
Apr 2018Real Goods Solar, Inc.Other Energy$11M
Mar 2018Arrogene, IncBiotechnology$2.7M
Feb 2018CLS Holdings USA, Inc.Other$1.1M
Jan 2018SANUWAVE Health, Inc.Agents: N/ABiotechnology$3.0M
Jan 2018Nyiax, Inc.Other$385k
Jan 2018Real Goods Solar, Inc.Other Energy$1.8M
Sept 2017Tapinator, Inc.Other Technology-
Aug 2017PeerLogix, Inc.Other Technology-
Jul 2017Inmune Bio, Inc.Agents: Westpark Capital, Inc.Biotechnology$3.3M
Apr 2017PeerLogix, Inc.Other Technology-
Mar 2017Nyiax, Inc.Other$1.4M
Mar 2017Beneffect, LLCOther Health Care-
Jan 2017Avenue Therapeutics, Inc.Agents: WestPark Capital, Inc.Biotechnology$200k
Jan 2017Digital Ally IncOther Technology$4.0M
Dec 2016Monster Digital, Inc.Other Technology$250k
Dec 2016Monster Digital, Inc.Other Technology$500k
Nov 2016Catalyst Energy 2016-1, LPOil and Gas-
Oct 2016PeerLogix, Inc.Other Technology$210k
Aug 2016Tapimmune IncBiotechnology$2.4M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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Other fundraisers named on the same filings: the firms they syndicate with.
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