Fundraisers / Wells Fargo Securities, LLC
FundraiserRegistered broker-dealer
Wells Fargo Securities, LLC
FINRA 126292 · placing rounds since Apr 2017
7company rounds placed
3in the last two years, last Dec 2025
$1.1Bsold in the rounds they placed
3.3%typical commission; the median firm takes 4.9%
Named on 25 Form D filings as paid to sell the offering: 7 for operating companies, 15 for funds, 3 for real estate. 2 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
125Q1225Q4
What they place
- Other Banking and Financial Services25%
- Oil and Gas25%
- Biotechnology17%
- Other8%
- Other Technology8%
- Pharmaceuticals8%
- Telecommunications8%
How big the rounds are
- Under $1M0
- $1M to $5M0
- $5M to $20M1
- $20M to $100M3
- $100M+8
Where the companies are
CA3MO3NY3CO1MA1VA1
Rounds they placed
FiledIssuerIndustrySold
Dec 2025National Fuel Gas CoOil and Gas$350M
Dec 2025National Fuel Gas CoOil and Gas$350M
Sept 2025Strategic Partners X L.P.Agents: Wells Fargo Securities, LLCPooled Investment Fund-
Sept 2025Strategic Partners Offshore X L.P.Agents: Wells Fargo Securities, LLCPooled Investment Fund-
Jul 2025Alp CFO 2025 (Onshore Feeder), L.P.Pooled Investment Fund-
May 2025DPIP Hubble Series, a series of Alternative Strategies Direct Private Investment Program, LLCPooled Investment Fund-
May 2025DPIP Enovix Series, a series of Alternative Strategies Direct Private Investment Program, LLCAgents: Wells Fargo Investment Institute, Inc.Pooled Investment Fund$22M
May 2025DPIP Empire Series, a series of Alternative Strategies Direct Private Investment Program, LLCAgents: Wells Fargo Investment Institute, Inc.Pooled Investment Fund$27M
Apr 2025DPIP Wolverine Series, a series of Alternative Strategies Direct Private Investment Program, LLCAgents: Wells Fargo Investment Institute, Inc.Pooled Investment Fund$14M
Apr 2025DPIP Pinnacle Series, a series of Alternative Strategies Direct Private Investment Program, LLCAgents: Wells Fargo Investment Institute, Inc.Pooled Investment Fund$16M
Apr 2025DPIP Raptor Series, a series of Alternative Strategies Direct Private Investment Program, LLCAgents: Wells Fargo Investment Institute, Inc.Pooled Investment Fund$34M
Mar 2025Andiron Financing, LLCAgents: Wells Fargo Securities, LLCPooled Investment Fund$360M
Feb 2025Tectonic Therapeutic, Inc.Biotechnology$185M
Dec 2024Andiron Financing, LLCAgents: Wells Fargo Securities, LLCPooled Investment Fund$165M
Nov 2024Construction Partners, Inc.Construction$239M
Dec 2023Strategic Partners Offshore Infrastructure IV L.P.Agents: Wells Fargo Securities, LLCPooled Investment Fund-
Dec 2023Strategic Partners Infrastructure IV L.P.Agents: Wells Fargo Securities, LLCPooled Investment Fund-
Feb 2022X3 Higher Moment Offshore Fund LPAgents: Wells Fargo SecuritiesPooled Investment Fund$15M
Feb 2022Highpeak Investment LPAgents: Wells Fargo Securities LLCPooled Investment Fund$15M
Sept 2020IQHQ, Inc.REITS and Finance$93M
Feb 2020Taylor Morrison Communities, Inc.Residential$1.0B
Oct 2019Industrious National Management Co LLCOther$80M
Apr 2019Evofem Biosciences, Inc.Biotechnology$30M
May 2018MEI Pharma, Inc.Pharmaceuticals$75M
Apr 2017Enovix CorpAgents: Wells Fargo Securities, LLCOther Technology$18M
Aug 2015Lumos Networks Corp.Telecommunications$150M
Aug 2014American Midstream Partners, LPOil and Gas$119M
May 2014ERAC USA Finance LLCOther Banking and Financial Services$500M
Mar 2012ERAC USA Finance LLCOther Banking and Financial Services$300M
Mar 2012ERAC USA Finance LLCOther Banking and Financial Services$300M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
No one has said so yet.
Worked with them? Say so
A badge for their site
It shows their latest standing in the quarterly rankings and links back here.
Is this Wells Fargo Securities, LLC?
Claim the page to describe your work in your own words. Free.