Fundraisers / U.S. Sterling Securities, Inc.

FundraiserRegistered broker-dealer

U.S. Sterling Securities, Inc.

FINRA 35912 · placing rounds since May 2017

2company rounds placed
0in the last two years, last Sept 2019
$150ksold in the rounds they placed
2333.3%typical commission; the median firm takes 4.9%

Named on 2 Form D filings as paid to sell the offering: 2 for operating companies.

How big the rounds are

  1. Under $1M1
  2. $1M to $5M0
  3. $5M to $20M0
  4. $20M to $100M0
  5. $100M+0

Where the companies are

NJ1NY1

Rounds they placed

Company roundsEverything, funds and real estate too

FiledIssuerIndustrySold
Sept 2019Spring Hills Holdings, LLCOther$150k
May 2017Keep Healthy, Inc.Agents: More than five (5) Associated PersonsOther-

From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.

Often on the same rounds

Other fundraisers named on the same filings: the firms they syndicate with.

Cabot Lodge Securities, LLC1 round togetherCenter Street Securities, Inc.1 round togetherKingswood Capital Partners LLC1 round togetherLandolt Securities, Inc.1 round togetherMoloney Securities Co., Inc.1 round togetherPurshe Kaplan Investments1 round together

Founders who worked with them

No one has said so yet.

Worked with them? Say so

Marked verified when your company is one of the rounds they placed.

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