Fundraisers / Stephens Inc.
FundraiserRegistered broker-dealer
Stephens Inc.
FINRA 3496 · placing rounds since Jul 2016
16company rounds placed
1in the last two years, last Jan 2025
$1.2Bsold in the rounds they placed
2.1%typical commission; the median firm takes 4.9%
Named on 36 Form D filings as paid to sell the offering: 16 for operating companies, 11 for funds, 9 for real estate. 1 registered agent named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
124Q1125Q1
What they place
- Other Banking and Financial Services50%
- Other25%
- Other Energy15%
- Health Insurance5%
- Insurance5%
How big the rounds are
- Under $1M0
- $1M to $5M1
- $5M to $20M2
- $20M to $100M11
- $100M+4
Where the companies are
TX7TN3IL2LA2SC1NE1MS1AR1
Rounds they placed
FiledIssuerIndustrySold
Oct 2025EnCap Energy Capital Fund VIII MergeCo, L.P.Pooled Investment Fund-
Oct 2025EnCap Energy Capital Fund VIII Co-Investors MergeCo, L.P.Pooled Investment Fund-
Apr 2025MAP Merger Fund, L.P.Pooled Investment Fund$960M
Apr 2025MAP Growth Partnership, L.P.Pooled Investment Fund$261M
Jan 2025Ngp Royalty Partners Iii, L.P.Pooled Investment Fund-
Jan 2025Pam Global Diversified Fund LLCAgents: Stephens, Inc.Other$103M
Jan 2025PCS Real Return Institutional Fund, LLCPooled Investment Fund$570M
Jan 2024PCS Real Return Institutional Fund, LLCPooled Investment Fund$570M
Jan 2024Pam Global Diversified Fund LLCAgents: Stephens, Inc.Other$103M
Jan 2023PCS Real Return Institutional Fund, LLCPooled Investment Fund$570M
Aug 2022Five Star BancorpAgents: N/ACommercial Banking$75M
May 2022TriArtisan ES Partners II LPPooled Investment Fund$431M
Apr 2022Third Coast Bancshares, Inc.Commercial Banking$82M
Mar 2022AmeriBancShares, Inc.Other Banking and Financial Services$50M
Sept 2021Coastal Financial CorpCommercial Banking$25M
May 2021Encina Development Group, LLCOther Energy$2.8M
Mar 2021River Financial CorpCommercial Banking$40M
Dec 2020TG SEA Pref, LLCPooled Investment Fund$76M
Sept 2020TG Pref, LLCPooled Investment Fund$73M
Aug 2020Mabrey Bancorporation, Inc.Other Banking and Financial Services$28M
Aug 2020Happy Bancshares, Inc.Other Banking and Financial Services$140M
Jul 2020County Bancorp, Inc.Commercial Banking$17M
Jul 2020Equity Bancshares IncCommercial Banking$42M
May 2019Nelson's Green Brier Distillery, LLCOther$20M
Jan 2019Envirocon Technologies Investments, LLCOther$10M
May 2018First Bancshares Inc /Ms/Commercial Banking$66M
Jan 2018Marolina Outdoor IncOther$38M
Oct 2017Business First Bancshares, Inc.Other Banking and Financial Services-
Jun 2017FB Financial CorpCommercial Banking$158M
Dec 2016Silicon Ranch CorpOther Energy$48M
Nov 2016Independent Bank Group, Inc.Commercial Banking$21M
Nov 2016Origin Bancorp, Inc.Other Banking and Financial Services$45M
Oct 2016First Bancshares Inc /Ms/Other Banking and Financial Services$63M
Aug 2016Green Plains Inc.Other Energy-
Jul 2016Harrington Reinsurance Holdings LtdInsurance$552M
Jul 2016Franklin Financial Network Inc.Other Banking and Financial Services$20M
Sept 2015First Texas BHC IncOther Banking and Financial Services$10M
Aug 2015Happy Bancshares, Inc.Other Banking and Financial Services$65M
Jun 2015Preston Hollow Capital, LLCOther Banking and Financial Services$75M
Aug 2014Healthscope Holdings, Inc.Health Insurance$85M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
Founders who worked with them
No one has said so yet.
Worked with them? Say so
A badge for their site
It shows their latest standing in the quarterly rankings and links back here.
Is this Stephens Inc.?
Claim the page to describe your work in your own words. Free.