Fundraisers / Scotia Capital (USA) Inc.
FundraiserRegistered broker-dealer
Scotia Capital (USA) Inc.
FINRA 2739 · placing rounds since Apr 2016
5company rounds placed
0in the last two years, last Jan 2023
$28Msold in the rounds they placed
4.7%typical commission; the median firm takes 4.9%
Named on 6 Form D filings as paid to sell the offering: 5 for operating companies, 1 for funds.
How big the rounds are
- Under $1M4
- $1M to $5M2
- $5M to $20M2
- $20M to $100M2
- $100M+2
Where the companies are
CO1NY1
Rounds they placed
FiledIssuerIndustrySold
Jan 2023StorageVault Canada Inc.Other$3.5M
Mar 2022LifeSpeak Inc.Other Health Care$17M
Aug 2021Norzinc Ltd.Other$259k
Oct 2020Wilton Re Ltd.Agents: Not AppicableInsurance-
Apr 2016Lydian International LtdOther$7.2M
Dec 2015Pembina Pipeline CorpAgents: Scotia Capital Inc.Oil and Gas$47M
Sept 2015Island Timberlands Finance CorpOther$100M
Nov 2014Falco Resources Ltd.Agents: Scotia Capital Inc.Other$891k
Oct 2014Crescent Point Energy Corp.Agents: Scotia Capital Inc.Oil and Gas$2.4M
Sept 2014Upper Peninsula Power Holding CoElectric Utilities$200M
Apr 2014Lumenpulse Inc.Other$338k
Mar 2012Lydian International LtdAgents: Scotia Capital Inc.Other$135k
Mar 2012Spartan Oil Corp.Agents: Scotia Capital Inc.Oil and Gas$58M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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