Fundraisers / RBC Wealth Management
FundraiserRegistered broker-dealer
RBC Wealth Management
FINRA 31194 · placing rounds since Mar 2016
22company rounds placed
4in the last two years, last Dec 2025
$3.9Bsold in the rounds they placed
3.3%typical commission; the median firm takes 4.9%
Named on 86 Form D filings as paid to sell the offering: 22 for operating companies, 59 for funds, 5 for real estate. 8 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
223Q2123Q3224Q1124Q2124Q4325Q4
What they place
- Other35%
- Other Technology19%
- Oil and Gas13%
- Biotechnology10%
- Other Banking and Financial Services10%
- Electric Utilities6%
- Pharmaceuticals6%
How big the rounds are
- Under $1M5
- $1M to $5M3
- $5M to $20M3
- $20M to $100M11
- $100M+12
Where the companies are
NY6TX5CA4MO3MN1MD1NJ1IL1
Rounds they placed
FiledIssuerIndustrySold
Mar 2026AQR Flex 1 Series LLC - Series B6Pooled Investment Fund$26M
Jan 2026Ellington PRIME Partners LPPooled Investment Fund-
Jan 2026Ellington PRIME Fund LPPooled Investment Fund-
Dec 2025ZALICONY HNW PPVA Series Account - 1Agents: RBC Capital Markets, LLCInsurance$268M
Dec 2025HNW PPVA Series Account - 1Agents: RBC Capital MarketsInsurance$2.1B
Nov 2025AQR Flex 1 Series LLC - Series B5Pooled Investment Fund$25M
Nov 2025AQR Flex 1 Series LLC - Series B4Pooled Investment Fund$25M
Oct 2025Beyond Meat, Inc.Manufacturing-
Sept 2025AQR Flex 1 Series LLC - Series B3Pooled Investment Fund$25M
Jun 2025Blue Owl Real Estate Exchange III DSTAgents: Giulia LaPlante, Jason P. BurkettOther Real Estate$8.8M
Mar 2025Graham Alternative Investment Fund I LLCAgents: MULTIPLEPooled Investment Fund$402M
Mar 2025Graham Alternative Investment Fund Ii LLCAgents: MULTIPLEPooled Investment Fund$243M
Dec 2024JLLX Diversified VIII, DSTAgents: Mitchell Brewe, Patrick EasterOther Real Estate$14M
Nov 2024Stack Capital Group Inc.Agents: RBC Capital Markets, LLCInvesting-
Oct 2024Belnova Capital Fund LLCPooled Investment Fund$272M
Oct 2024Razor's Edge Fund IV, LPPooled Investment Fund-
Aug 2024Exchange Place: All Cap II LPPooled Investment Fund$1.1B
Apr 2024BiomX Inc.Pharmaceuticals$62M
Mar 2024Graham Alternative Investment Fund Ii LLCAgents: MULTIPLEPooled Investment Fund$237M
Mar 2024Graham Alternative Investment Fund I LLCAgents: MULTIPLEPooled Investment Fund$398M
Mar 2024Mind Medicine (MindMed) Inc.Pharmaceuticals$75M
Mar 2024Applied Therapeutics, Inc.Biotechnology$100M
Mar 2024Clearlane Capital Fund LLCPooled Investment Fund$146M
Jan 2024Ellington Commercial Real Estate Debt Fund II LPPooled Investment Fund-
Jan 2024Ellington Commercial Real Estate Debt Partners II LPPooled Investment Fund-
Dec 2023JLLX Diversified III, DSTAgents: David MoskovitzOther Real Estate$1.4M
Sept 2023StepStone VC Secondaries Fund VI (Lux Feeder) SCSp, SICAV-RAIFPooled Investment Fund-
Sept 2023StepStone VC Secondaries Fund VI (Lux) SCSp, SICAV-RAIFPooled Investment Fund-
Sept 2023StepStone VC Secondaries Fund ND (Cayman) LPPooled Investment Fund-
Sept 2023StepStone VC Secondaries Fund ND LPPooled Investment Fund-
Sept 2023StepStone VC Secondaries Fund VI LPPooled Investment Fund-
Sept 2023StepStone VC Secondaries Fund VI (Cayman) LPPooled Investment Fund-
Sept 2023Deverra Therapeutics, Inc.Biotechnology$2.4M
Aug 2023InSolve Global Credit Fund VI, L.P.Pooled Investment Fund-
Aug 2023InSolve Global Credit Feeder Fund VI, L.P.Pooled Investment Fund-
May 2023BasePoint Income Solutions Evergreen Feeder Fund L.P.Pooled Investment Fund-
Apr 2023Green Street Impact Fund I - A, L.P.Agents: RBC Capital Markets, LLCOther$15M
Apr 2023Green Street Impact Fund I, L.P.Agents: RBC Capital Markets, LLCOther$15M
Mar 2023Graham Alternative Investment Fund I LLCAgents: MULTIPLEPooled Investment Fund$396M
Mar 2023Graham Alternative Investment Fund Ii LLCAgents: MULTIPLEPooled Investment Fund$233M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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Other fundraisers named on the same filings: the firms they syndicate with.
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