Fundraisers / Raymond James & Associates, Inc.
FundraiserRegistered broker-dealer
Raymond James & Associates, Inc.
FINRA 705 · placing rounds since Jan 2016
60company rounds placed
8in the last two years, last Nov 2025
$2.6Bsold in the rounds they placed
5.3%typical commission; the median firm takes 4.9%
Named on 268 Form D filings as paid to sell the offering: 60 for operating companies, 149 for funds, 59 for real estate. 12 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
423Q3223Q4224Q2124Q3524Q4225Q1325Q2225Q3425Q4226Q1
What they place
- Other42%
- Other Technology15%
- Other Banking and Financial Services11%
- Biotechnology11%
- Other Health Care8%
- Oil and Gas7%
- Investing7%
How big the rounds are
- Under $1M19
- $1M to $5M13
- $5M to $20M25
- $20M to $100M35
- $100M+6
Where the companies are
TX11MA7CA6FL6MO5NJ5NY4KY3
Rounds they placed
FiledIssuerIndustrySold
Mar 2026Kingfisher Metals Corp.Other$945k
Mar 2026Asian Financial CorpCommercial Banking$20M
Mar 2026Clearmont Capital Fund LLCPooled Investment Fund$174M
Feb 2026Rua Gold Inc.Agents: RAYMOND JAMES LTD.Other$10M
Feb 2026AQR Flex 1 Series LLC - Series E5Pooled Investment Fund$27M
Feb 2026AQR Flex 1 Series LLC - Series E9Pooled Investment Fund$46M
Jan 2026Kantor Private Opportunities X LPPooled Investment Fund$70M
Jan 2026Frist Cressey Ventures Fund IV QP Aggregator 1, LPPooled Investment Fund$34M
Jan 2026Pike Street Capital Partners II-B, LPPooled Investment Fund-
Jan 2026Pike Street Capital Partners II, LPPooled Investment Fund-
Jan 2026Coastal Carolina Bancshares, Inc.Commercial Banking$15M
Dec 2025Rio2 LtdAgents: Raymond James Ltd.Other$137M
Dec 2025Lexington Capital Partners XI, L.P.Agents: Raymond James & Associates, Inc.Pooled Investment Fund-
Dec 2025LCP XI (Offshore), L.P.Agents: Raymond James & Associates, Inc.Pooled Investment Fund-
Dec 2025LCP XI (Luxembourg) Master SCSpAgents: Raymond James & Associates, Inc.Pooled Investment Fund-
Dec 2025LCP XI (Luxembourg) SCSpAgents: Raymond James & Associates, Inc.Pooled Investment Fund-
Nov 2025Cerro de Pasco Resources Inc.Agents: Raymond James Ltd.Other$1.9M
Nov 2025Aerospace, Transportation & Logistics Fund III LPPooled Investment Fund-
Nov 2025OneAZ Credit UnionOther Banking and Financial Services$65M
Nov 2025Coastal Carolina Bancshares, Inc.Commercial Banking$12M
Oct 2025New Pacific Metals CorpAgents: Raymond James Ltd.Other$1.7M
Oct 2025Wh Strategic Opportunities Fund Iii LPPooled Investment Fund$7.9M
Oct 2025AQR Flex 1 Series LLC - Series E4Pooled Investment Fund$30M
Oct 2025Amberjack Essentials Fund I (Parallel), L.P.Pooled Investment Fund-
Oct 2025Amberjack Essentials Fund I, L.P.Pooled Investment Fund-
Sept 2025Oak Hill Capital Partners VII (Onshore), L.P.Pooled Investment Fund-
Sept 2025Oak Hill Capital Partners VII (Offshore), L.P.Pooled Investment Fund-
Sept 2025Oak Hill Capital Partners VII (Management) L.P.Pooled Investment Fund-
Sept 2025Oak Hill Capital Partners VII (TE 892), L.P.Pooled Investment Fund-
Sept 2025GW US MARITIME FUND LP - Series 7Pooled Investment Fund$6.2M
Sept 2025Smartfinancial Inc.Agents: N/ACommercial Banking$100M
Aug 2025AQR Flex 1 Series LLC - Series E2Pooled Investment Fund$29M
Aug 2025AQR Flex 1 Series LLC - Series E1Pooled Investment Fund$25M
Jul 2025IQHQ, Inc.REITS and Finance-
Jul 2025Littlejohn Fund VII, L.P.Pooled Investment Fund-
Jul 2025Littlejohn Fund VII-A, L.P.Pooled Investment Fund-
Jul 2025Dolly Varden Silver CorpAgents: Raymond James Ltd.Other$1.2M
Jul 2025Ucore Rare Metals Inc.Agents: Raymond James LtdOther$1.9M
Jun 2025Brightstar Horizon Fund I, L.P.Pooled Investment Fund-
Jun 2025Brightstar Horizon Fund I-A, L.P.Pooled Investment Fund-
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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Other fundraisers named on the same filings: the firms they syndicate with.
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