Fundraisers / CIM Securities, LLC
FundraiserRegistered broker-dealer
CIM Securities, LLC
FINRA 120852 · placing rounds since Feb 2016
36company rounds placed
0in the last two years, last May 2024
$262Msold in the rounds they placed
6.2%typical commission; the median firm takes 4.9%
Named on 38 Form D filings as paid to sell the offering: 36 for operating companies, 1 for funds, 1 for real estate. 12 registered agents named.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
124Q2
What they place
- Biotechnology47%
- Other Health Care17%
- Pharmaceuticals17%
- Other Technology11%
- Other3%
- Oil and Gas3%
- Business Services3%
How big the rounds are
- Under $1M7
- $1M to $5M8
- $5M to $20M14
- $20M to $100M5
- $100M+0
Where the companies are
CA11NY8MA4FL2TX2NJ1OH1OR1
Rounds they placed
FiledIssuerIndustrySold
May 2024Puraclenz Holdings, Inc.Other Technology$500k
Jan 2022Badu Holdings, Inc.Other Technology$150k
Oct 2021Neumentum, Inc.Pharmaceuticals$13M
Aug 2021SmartSoda Holdings, Inc.Agents: CIM SECURITIES, LLCOther$300k
Jul 2021Health Professionals Alliance Inc.Business Services$200k
Jun 2021Euphrates Vascular, Inc.Agents: CIM Securities LLCBiotechnology$6.0M
Dec 2020Angarus Therapeutics, Inc.Biotechnology$6.9M
Nov 2020Bond Biosciences, Inc.Other Health Care$3.1M
Sept 2020Bond Biosciences, Inc.Other Health Care$200k
Aug 2020Stingray Therapeutics, Inc.Agents: Scott Andrew JordanBiotechnology$52k
Feb 2020Tolerion, Inc.Biotechnology$23M
Dec 2019My Medical Hub CorpOther Technology$25k
Nov 2019Applied Therapeutics Inc.Agents: John Dexter PearsonBiotechnology$20M
Nov 2019Neumentum, Inc.Pharmaceuticals$2.7M
Sept 2019Evecxia, Inc.Biotechnology$2.0M
May 2019Relmada Therapeutics, Inc.Biotechnology$3.4M
Apr 2019Betaliq IncBiotechnology$6.0M
Mar 2019Neumentum, Inc.Pharmaceuticals$1.1M
Feb 2019GENEOS Therapeutics, Inc.Agents: Andrew D. Daniels, Angela C. Dong, Graham A PowisBiotechnology$4.5M
Nov 2018Applied Therapeutics Inc.Biotechnology$27M
Jul 2018Atea Pharmaceuticals, Inc.Biotechnology$28M
Jun 2018Meridian Energy Group, Inc.Agents: Brookline Capital MarketsOil and Gas-
May 2018Neumentum, Inc.Pharmaceuticals$5.0M
Mar 2018AIT Therapeutics, Inc.Pharmaceuticals$9.8M
Feb 2018Applied Therapeutics Inc.Agents: Brookline Capital MarketOther Health Care$6.0M
Oct 2017Neumentum, Inc.Pharmaceuticals$5.3M
Aug 2017Q BioMed Inc.Biotechnology$3.1M
Jun 2017Mri Interventions, Inc.Other Health Care$13M
May 2017Centrexion Therapeutics CorpAgents: Brookline Capital MarketsBiotechnology$5.3M
Feb 2017Applied Therapeutics Inc.Agents: Brookline Capital MarketOther Health Care$6.1M
Sept 2016Atea Pharmaceuticals, Inc.Agents: Sinh LyBiotechnology$21M
Sept 2016Mri Interventions, Inc.Other Health Care$6.0M
Jul 2016AntriaBio, Inc.Agents: Brookline Capital MarketsBiotechnology$5.4M
Jun 2016New Global Energy, Inc.Agents: John G. Myers, Sinh T. LyAgriculture-
Jun 2016AnaBios CorpAgents: CIM Securities, LLCBiotechnology$5.1M
Feb 2016Alzheon, Inc.Biotechnology$1.3M
Feb 2016SETnet America Inc.Agents: John G MyersOther Technology-
Jun 2014Rezilient Direct, CorpAgents: CIM Securities, LLCHealth Insurance-
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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