Fundraisers / PHX Financial, Inc
FundraiserRegistered broker-dealer
PHX Financial, Inc
FINRA 144403 · placing rounds since Mar 2016
6company rounds placed
1in the last two years, last Oct 2025
$7.1Msold in the rounds they placed
38.3%typical commission; the median firm takes 4.9%
Named on 79 Form D filings as paid to sell the offering: 6 for operating companies, 72 for funds, 1 for real estate.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
125Q4
What they place
- Other31%
- Other Health Care31%
- Biotechnology23%
- Agriculture15%
How big the rounds are
- Under $1M8
- $1M to $5M5
- $5M to $20M0
- $20M to $100M0
- $100M+0
Where the companies are
CA5NY3TX2MD1ME1
Rounds they placed
FiledIssuerIndustrySold
Feb 2026Advanced Technology Select Fund XX, LLC Series JPooled Investment Fund$3.0M
Feb 2026Advanced Technology Select Fund XX, LLC Series KPooled Investment Fund$8.2M
Feb 2026Advanced Technology Select Fund XIX, LLC Series QPooled Investment Fund$5.0M
Oct 2025Alume Biosciences IncBiotechnology$3.1M
Sept 2025Advanced Technology Select Fund XX, LLC Series IPooled Investment Fund-
Sept 2025Advanced Technology Select Fund XIX, LLC Series NPooled Investment Fund-
Sept 2025Advanced Technology Select Fund XIX, LLC Series PPooled Investment Fund-
Sept 2025Advanced Technology Select Fund XX, LLC Series HPooled Investment Fund-
Sept 2025Advanced Technology Select Fund XIX, LLC Series OPooled Investment Fund-
Sept 2025Advanced Technology Select Fund XX, LLC Series IPooled Investment Fund$6.2M
Jun 2025Advanced Technology Select Fund XIX, LLC Series KPooled Investment Fund$7.1M
May 2025Advanced Technology Select Fund XIX, LLC Series LPooled Investment Fund$5.3M
May 2025Advanced Technology Select Fund XX, LLC Series GPooled Investment Fund$2.9M
May 2025Advanced Technology Select Fund XIX, LLC Series JPooled Investment Fund$2.7M
May 2025Advanced Technology Select Fund XIX, LLC Series IPooled Investment Fund$39M
May 2025Advanced Technology Select Fund XXIII, LLC Series DPooled Investment Fund$8.3M
Mar 2025Advanced Technology Select Fund XIX, LLC Series BPooled Investment Fund$1.7M
Mar 2025Advanced Technology Select Fund XX, LLC Series FPooled Investment Fund$9.1M
Mar 2025Advanced Technology Select Fund XX, LLC Series EPooled Investment Fund$9.1M
Mar 2025Advanced Technology Select Fund XIX, LLC Series GPooled Investment Fund$719k
Mar 2025Advanced Technology Select Fund XIX, LLC Series HPooled Investment Fund$6.0M
Mar 2025Advanced Technology Select Fund XIX, LLC Series FPooled Investment Fund$4.2M
Mar 2025Advanced Technology Select Fund XIX, LLC Series EPooled Investment Fund$5.2M
Mar 2025Advanced Technology Select Fund XVIII, LLC Series GPooled Investment Fund$6.1M
Mar 2025Advanced Technology Select Fund XVIII, LLC Series FPooled Investment Fund$1.2M
Aug 2024Advanced Income Fund I, LLC Series Greenville IPooled Investment Fund$5.7M
Apr 2024ATSF XX Series EPooled Investment Fund$2.4M
Apr 2024ATSF XX Series FPooled Investment Fund$9.1M
Apr 2024ATSF XIX Series BPooled Investment Fund$1.7M
Apr 2024ATSF XIX Series FPooled Investment Fund$4.2M
Apr 2024ATSF XIX Series EPooled Investment Fund$5.2M
Apr 2024Advanced Technology Select Fund XXII, LLC Series EPooled Investment Fund$1.6M
Apr 2024Advanced Technology Select Fund XXI, LLC Series GPooled Investment Fund$10M
Apr 2024Advanced Technology Select Fund XXIII, LLC Series BPooled Investment Fund$4.8M
Apr 2024Advanced Technology Select Fund XXIII, LLC Series APooled Investment Fund$4.4M
Apr 2024Advanced Technology Select Fund XXII, LLC Series DPooled Investment Fund$12M
Apr 2024Advanced Technology Select Fund XXIII, LLC Series CPooled Investment Fund$17M
Apr 2023Advanced Technology Select Fund XXI, LLC Series CPooled Investment Fund$2.6M
Apr 2023Advanced Technology Select Fund XXI, LLC Series BPooled Investment Fund$8.7M
Apr 2023Advanced Technology Select Fund XX, LLC Series CPooled Investment Fund$4.8M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
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