Fundraisers / PHX Financial, Inc
FundraiserRegistered broker-dealer
PHX Financial, Inc
FINRA 144403 · placing rounds since Mar 2016
6company rounds placed
1in the last two years, last Oct 2025
$7.1Msold in the rounds they placed
38.3%typical commission; the median firm takes 4.9%
Named on 79 Form D filings as paid to sell the offering: 6 for operating companies, 72 for funds, 1 for real estate.
Quarter by quarter
Company rounds they placed in each quarter, from the filings.
125Q4
What they place
- Other31%
- Other Health Care31%
- Biotechnology23%
- Agriculture15%
How big the rounds are
- Under $1M8
- $1M to $5M5
- $5M to $20M0
- $20M to $100M0
- $100M+0
Where the companies are
CA5NY3TX2MD1ME1
Rounds they placed
FiledIssuerIndustrySold
Oct 2025Alume Biosciences IncBiotechnology$3.1M
Aug 2019Epica International, Inc.Other Health Care$72k
Apr 2019Epica International, Inc.Other Health Care$613k
Jun 2018Neighborhood Production LLCOther$2.1M
Feb 2018Orgenesis Inc.Biotechnology$1.2M
Jul 2017Abogen, Inc.Biotechnology$25k
Aug 2016Champions League Partners, Inc.Other$120k
Mar 2016Epica International, Inc.Other Health Care$85k
Nov 2015Epica International, Inc.Agents: PHX Financial, IncOther Health Care$1.7M
Jun 2015Champions League, Inc.Other$359k
Feb 2015Superior Ostrich, Inc.Agriculture$92k
Aug 2014Superior Ostrich, Inc.Agriculture$205k
Jul 2014Grafoid Inc.Other$2.8M
From the SEC's Form D data sets: the issuer named this firm as paid to sell the offering. The latest 40 shown.
Often on the same rounds
Other fundraisers named on the same filings: the firms they syndicate with.
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